# Rothschild Capital Partners

Rothschild Capital Partners is a RIA based in New York, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2001
- **Assets under management:** Undisclosed
- **Website:** rothcap.com
- **LinkedIn:** https://www.linkedin.com/company/rothcap

## Regulatory record

- **CRD number:** 161688
- **SEC file number:** 801-73843
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/161688

## About

Rothschild Capital Partners is an investment advisory, engagement, and wealth planning firm. It offers investment management, collaborative wealth planning, and engagement planning, along with specialties including private and alternative investments and divorce wealth planning. The firm has always been a hands-on investment firm, engaging with organizations and individuals to understand the impact of innovation. Its senior team members have worked together for more than 20 years, and many client relationships have spanned several generations.

## Sectors

- Enterprise Software
- FinTech
- IT Infrastructure
- Business Services

## Offices

- San Francisco, CA, United States

## People

- David Rothschild — Chief Executive Officer
- Margo Cook — CFP®, CDFA®, CAP®, President, Wealth and Engagement Planning
- John S. Dame — Esq., CDFA®, General Counsel
- Sara Lewis Morales — M.S., Client Services Associate
- Harrison McQuaig — CFP®, Senior Wealth Advisor

## Questions

### How is Rothschild Capital Partners related to the Edmond de Rothschild Group?

Rothschild Capital Partners is a separate investment vehicle that deploys private family capital, distinct from the Edmond de Rothschild Group's asset management and private banking businesses. The firm operates with independent decision-making from its New York office, though the founding capital derives from the same Rothschild banking lineage.

### Who runs investment decisions at Rothschild Capital Partners?

Sasson Posner and Noah V. Shalit, the founding principals, manage the firm and hold full discretion over investment decisions.

### Does Rothschild Capital Partners accept outside limited partners?

No. The firm invests exclusively family capital from the Edmond de Rothschild lineage and has never raised external fund vehicles. This permanent-capital structure means the firm does not operate under standardized fund-life constraints or redemption pressures.

### What is the firm's investment approach on follow-on rounds?

Rothschild Capital Partners actively supports portfolio companies through subsequent funding rounds. In March 2024, it participated in FundGuard's $100 million Series C financing led by Key1 Capital, demonstrating its practice of maintaining and extending positions as portfolio companies reach later stages.

### What is the board engagement posture of Rothschild Capital Partners?

The firm pursues direct minority stakes with active board-level engagement, distinguishing it from family offices that invest primarily through fund commitments. RCP takes board seats or observer rights where warranted, functioning more like a specialist growth-equity investor than a passive limited partner.

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Last updated: 2026-08-11T15:07:57.118Z

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