# Round Rock Advisors

Round Rock Advisors is a Bank / Wealth / Trust based in Wilton, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Wilton, United States
- **Region:** North America
- **Address:** 187 Danbury Road, Suite 201, Wilton, CT, 06897, United States
- **Founded:** 2017
- **Assets under management:** Undisclosed
- **Website:** roundrockadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/roundrockadvisors

## Regulatory record

- **CRD number:** 286007
- **SEC file number:** 801-108989
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-05-07T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/286007

## About

Round Rock Advisors was founded in 2017 by partners Bert T. Bowler and Craig Jensen, establishing an independent registered investment advisor in Wilton, Connecticut. The firm emerged with a multi-disciplinary model, placing CFP practitioners and a CPA on-staff to address both asset management and the generational transfer of wealth. Its client base spans high-net-worth individuals, families, and corporate advisory engagements. The practice spans investment management, retirement planning, estate strategies, tax planning, and corporate advisory. Round Rock operates without a disclosed proprietary fund family, positioning itself as an open-architecture allocator. The client-facing team includes CFP designees John Planell and Carol J. Burton, CPA/PFS holder Robert Weinstein, and CFA charterholder Lynda Kommel-Browne, who also holds CDFA and ChSNC certifications — signaling that divorce financial analysis and special-needs planning are part of the firm’s in-house capability. Corporate advisory extends to business valuation, private-company transaction advisory, and succession planning. The firm lists 13 professionals on its website including Head of Trading Tich Duong Huynh and Portfolio Manager Scott L. Dynan. Round Rock operates from a single office at 187 Danbury Road in Wilton. In April 2025, it published a blog post titled “The Journey to a Rewarding Career as a Private Wealth Advisor,” consistent with that growth posture. Round Rock’s architecture places a CFP, a CPA, and a CFA charterholder inside one advisory firm, which is uncommon at its disclosed size. This concentration of professional designations supports planning-heavy households — particularly those navigating business exits, divorce, or special-needs trusts — without outsourcing the technical analysis to an external consultant network.

## Sectors

- Wealth Management & Advisory
- Financial Planning
- Estate & Tax Planning

## People

- Bert T Bowler — Private Wealth Advisor / Partner
- Craig Jensen — Portfolio Manager / Private Wealth Advisor / CCO / Partner
- John Planell — Private Wealth Advisor
- Robert Weinstein — Private Wealth Advisor
- Lynda Kommel-Browne — Private Wealth Advisor
- Tich Duong Huynh — Head of Trading
- Scott L Dynan — Portfolio Manager / Private Wealth Advisor

## Questions

### Who runs investment decisions at Round Rock Advisors?

Portfolio management is led by partners Craig Jensen and Scott L. Dynan. Jensen serves as Chief Compliance Officer alongside his portfolio responsibilities. Tich Duong Huynh runs the trading desk, while the broader advisor team — including CFP practitioners and a CFA charterholder — contributes to asset allocation and planning decisions.

### What professional designations does Round Rock's team hold?

The firm's advisors hold CFP, CPA/PFS, CFA, CDFA, and ChSNC designations. This combination allows in-house handling of complex planning scenarios — divorce financial analysis, special-needs trusts, and tax-efficient wealth transfer — without requiring clients to separately engage outside specialists for those functions.

### Does Round Rock Advisors provide corporate advisory services?

Yes. Round Rock lists corporate advisory as a distinct service line covering business valuation, private-company transaction advisory, and succession planning. This extends the firm's reach beyond individual wealth management into entrepreneur and family-business advisory.

## Related profiles

- [Roundhill Investments](https://altss.com/profile/roundhill-investments)
- [RoundTable Healthcare Partners](https://altss.com/profile/roundtable-healthcare-partners)

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Last updated: 2026-08-11T02:43:31.692Z

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