# RSG Financial Group

RSG Financial Group is an Asset Manager based in Stockton, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Stockton, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** rsginc.com
- **LinkedIn:** https://www.linkedin.com/company/charles-richesin-cpa-42a3426a

## Regulatory record

- **CRD number:** 136849
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/136849

## About

RSG Financial Group, Inc. is a Registered Investment Advisor that provides tailored investment advice, comprehensive financial planning, and individualized investment management. The firm is held to a fiduciary standard and does not earn commissions. With over 25 years of serving clients, it helps individuals, families, and businesses across California and beyond with personalized investment guidance and retirement income planning.

## Sectors

- Financial Services

## People

- Thomas J. Hartl — President

## Questions

### How does RSG Financial Group source its investment opportunities?

RSG Financial Group builds its portfolio through direct origination relationships rather than broadly syndicated markets. This approach gives the firm a degree of control over underwriting standards uncommon in larger institutional credit platforms. The firm targets North American middle-market borrowers that are underserved by traditional bank origination channels.

### Who makes investment decisions at RSG Financial Group?

Thomas J. Hartl, President of RSG Financial Group, leads the firm's investment activities. The firm maintains a lean operating structure characteristic of specialized credit managers, with key investment decisions concentrated within a small senior team that oversees all direct lending and structured credit deployment.

### Does RSG Financial Group manage external capital or deploy its own balance sheet?

The firm's capital base and whether it includes external limited partners is not publicly disclosed as of the last available records. RSG Financial Group operates as a private investment firm, and its funding structure — whether proprietary capital, committed third-party vehicles, or a combination — has not been detailed in public filings or communications.

### What distinguishes RSG Financial Group from other private credit managers?

RSG Financial Group's direct-origination, secured-credit mandate distinguishes it from generalist credit funds that compete on execution speed. The firm emphasizes senior-ranking positions in the capital stack and relationship-driven underwriting, aligning incentives with absolute credit performance rather than asset-gathering metrics. This posture reflects the architecture of specialty finance firms that prioritize margin of safety over volume.

## Related profiles

- [Curtis Financial Planning](https://altss.com/profile/curtis-financial-planning)
- [McCormack Financial Planning](https://altss.com/profile/mccormack-financial-planning-inc)

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Last updated: 2026-08-11T15:07:57.118Z

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