# RTW Financial Advisors

RTW Financial Advisors is a Bank / Wealth / Trust based in Dallas, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Dallas, United States
- **Region:** North America
- **Address:** Dallas, TX, United States
- **Founded:** 1991
- **Assets under management:** Undisclosed
- **Website:** http://rtwfinancialadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/rtw-financial-advisors-inc.

## Regulatory record

- **CRD number:** 109934
- **SEC file number:** 801-38676
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/109934

## About

RTW Financial Advisors is an SEC-registered investment adviser in Dallas, TX, since 1991. The firm manages $581 million in assets, $545 million on a discretionary basis. It has 11 employees and 3 investment advisers.

## Questions

### What types of clients does RTW Financial Advisors serve?

The firm serves individuals, families, and business owners seeking comprehensive financial planning and investment management, according to its stated client focus. RTW tailors strategies across a spectrum of net worth and life stages, with a geographic concentration in the Dallas-Fort Worth metroplex and broader Texas market.

### Does RTW Financial Advisors manage institutional capital or focus exclusively on private wealth?

RTW concentrates on private wealth management for individuals and families rather than managing institutional separate accounts or pooled vehicles. Its structure as a boutique RIA keeps the firm anchored in direct client advisory, without the complexity of managing pension or endowment mandates.

### What investment vehicles and asset classes does RTW Financial Advisors use?

RTW constructs portfolios across public equities, fixed income, mutual funds, exchange-traded funds, and alternative investments, based on the firm's documented planning framework. The firm implements asset allocation models designed to reflect client-specific goals, risk tolerances, and time horizons rather than applying a single house view across all accounts.

### How is RTW Financial Advisors regulated, and what fiduciary responsibilities apply?

As a registered investment advisor, RTW operates under the jurisdiction of the SEC or Texas State Securities Board, depending on its regulatory assets under management. The firm must adhere to the fiduciary standard, legally obligating it to act in its clients' best interests when making investment recommendations and managing portfolios.

## Related profiles

- [RSA Group](https://altss.com/profile/rsa-group)
- [RTX Corporation](https://altss.com/profile/rtx-corporation-rtx)

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Last updated: 2026-06-03T20:00:00.000Z

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