# RWA Advisors

RWA Advisors is a Bank / Wealth / Trust based in Boca Raton, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Boca Raton, United States
- **Region:** North America
- **Address:** Boca Raton, FL, United States
- **Founded:** 1985
- **Assets under management:** Undisclosed
- **Website:** rubinwa.com
- **LinkedIn:** https://www.linkedin.com/company/rubin-wealth-advisors

## Regulatory record

- **CRD number:** 150120
- **SEC file number:** 801-124963
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-03-13
- **Reports private funds:** No

## About

Founded in 1985 by Daniel Rubin, RWA Advisors operates as an independent registered investment advisor out of Boca Raton, Florida. The firm has remained privately held across four decades, a period that spans multiple market cycles and a fundamental reshaping of the wealth management industry. Its client base includes individuals, high-net-worth families, trusts, estates, charitable organizations, and corporate pension plans. The firm's investment approach rests on bespoke portfolio construction rather than a house model. Core activities span asset allocation, direct security selection, and ongoing portfolio management, with additional capabilities in pension consulting and financial planning. While specific asset-class weights are not publicly disclosed, the RIA structure permits access to equities, fixed income, and alternatives without the product-shelf constraints common in bank-affiliated wealth managers. Geographic coverage is anchored in South Florida, serving a client base that often carries ties to the Northeast corridor. RWA Advisors files as a registered investment advisor with the SEC, a regulatory posture that imposes a fiduciary duty on all client relationships. The firm provides pension consulting services to corporate plans, a distinct line of business that separates it from pure family-office or retail-wealth practices. Team size and total regulatory assets under management are not publicly disclosed, a common profile for privately held RIAs operating below the institutional reporting thresholds that trigger mandatory public filings. Its structural differentiator is endurance without institutionalization. RWA Advisors has not been acquired by a roll-up aggregator, a private equity platform, or a bank—an increasingly rare condition among RIAs of its vintage. That independence allows the firm to maintain a continuity of client relationships and investment philosophy that would be difficult to preserve under a changing parent entity.

## Questions

### Is RWA Advisors a fiduciary?

Yes. The firm is registered with the SEC as a registered investment advisor, which legally requires it to act as a fiduciary for its clients. This duty applies across its wealth management, portfolio management, and pension consulting services.

### What types of clients does RWA Advisors serve?

The firm serves individuals, high-net-worth families, trusts, estates, charitable organizations, and corporate pension plans. Its pension consulting line is a separate practice area from its individual and family wealth management business.

### Has RWA Advisors been acquired by a larger platform or roll-up?

No. There is no public record of an acquisition. The firm has remained independent since 1985, which is increasingly uncommon among RIAs of its vintage. Most peers of similar age and size have been consolidated by aggregators or private equity-backed platforms.

## Related profiles

- [RW3 Ventures](https://altss.com/profile/rw3-ventures)
- [RWA Invest](https://altss.com/profile/rwa-invest)

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Updated: 2026-10-23T13:49:51Z

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