# Sara-Bay Financial Corp.

Sara-Bay Financial Corp. is a RIA based in Sarasota, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Sarasota, United States
- **Region:** North America
- **Address:** Sarasota, FL, United States
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 133443
- **SEC file number:** 801-79508
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/133443

## About

Sara-Bay Financial Corp. is an SEC-registered investment adviser in Sarasota, FL, registered since 2014. The firm manages approximately $397 million in regulatory assets. It has 5 employees and 3 investment advisers.

## Questions

### Does Sara-Bay Financial manage external capital?

No external capital management is indicated. The firm does not appear in SEC or state investment adviser registration records, which exempts single-family offices from registration under the Advisers Act when managing only proprietary family assets. This structure, combined with the absence of any marketing presence, points to a vehicle serving exclusively the wealth of a single family group.

### Who are the principals behind Sara-Bay Financial?

No principals are publicly identified. Florida corporate filings list the entity's registered agent and filing history but do not disclose beneficial ownership or officers in a way that maps to named individuals. The wealth-originating source — whether an operating business, real estate portfolio, or liquidity event — has not been disclosed.

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Last updated: 2026-07-06T01:24:25.008Z

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