# Scherer Financial Advisory Services

Scherer Financial Advisory Services is a Bank / Wealth / Trust based in Dallas, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Dallas, United States
- **Region:** North America
- **Address:** 16250 Knoll Trail Dr Ste 207, Dallas, TX 75248-2872
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** schererfinancial.net
- **LinkedIn:** linkedin.com/company/scherrer-financial-services

## Regulatory record

- **CRD number:** 317435
- **SEC file number:** 801-122809
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-05-08T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/317435

## About

Scherer Financial Advisory Services launched in 2018 with Scott Scherer, Howard Montfort, and Ian O'Shea as principals. The firm serves business owners, families and individuals, and retirees from its office in Dallas, Texas. It operates as an independent practice within the Raymond James network, a structure established in 1962 that provides back-office and compliance infrastructure while the local team retains client-relationship and planning autonomy. The firm's service set runs across financial planning, investment solutions, and retirement planning, with no public emphasis on a single asset class or proprietary product. The retirement-planning track serves clients focused on income sustainability rather than accumulation, while the financial-planning track addresses goal-setting and risk-tolerance alignment. Raymond James affiliation gives the Dallas team access to a broad platform of investment resources, though the firm's own materials stress bespoke planning over platform scale. Team depth is lean at three named principals, consistent with a practice that concentrates on direct advisor-client relationships. No additional offices or adjacent vehicles — such as a philanthropic foundation or real-asset arm — appear in public materials. A structural differentiator is the RIA-inside-broker-dealer model: the principals operate with the fiduciary branding of a registered investment advisor while relying on Raymond James for custody, clearing, and regulatory infrastructure. This hybrid posture lets the team present as a personal advisory firm while drawing on institutional-grade resources, a model common in the US wealth-management landscape but one that, at this scale, makes the specific advisor the binding constraint on growth.

## People

- Scott Scherer — Principal
- Howard 'Dusty' Montfort — Principal
- Ian M. O'Shea — Principal

## Questions

### What does Scherer Financial actually do for clients?

The firm provides financial planning, investment solutions, and retirement planning. Its materials target business owners, families and individuals, and retirees, emphasizing plans built around each client's goals, time horizon, and risk tolerance rather than a standard allocation model.

### How is Scherer Financial related to Raymond James?

It operates as an independent practice within the Raymond James network. Raymond James supplies custody, clearing, compliance support, and access to investment resources, while the Dallas-based team maintains direct responsibility for client relationships and planning decisions.

### Does the firm disclose assets under management?

No. Scherer Financial Advisory Services does not publish a regulatory AUM figure on its website or in readily available public filings, and its ADV is not separately searchable outside Raymond James's aggregated filings.

### What client segments does the firm focus on?

The website explicitly names business owners, families and individuals, and retirees. The retirement-planning track addresses income distribution and longevity, while the business-owner track targets entrepreneurs seeking planning integrated with their business interests.

## Related profiles

- [Schenker Ventures](https://altss.com/profile/schenker-ventures)
- [Scherzer & Co.](https://altss.com/profile/scherzer-co)

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Last updated: 2026-08-11T02:43:31.692Z

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