# Schroders Wealth Management (US)

Schroders Wealth Management (US) is a Bank / Wealth / Trust based in New York, United Kingdom.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United Kingdom
- **Region:** Europe
- **Address:** London, United Kingdom
- **Founded:** 2010
- **Assets under management:** Undisclosed
- **Website:** www.schroders.com
- **LinkedIn:** https://www.linkedin.com/company/schroders

## Regulatory record

- **CRD number:** 145194
- **SEC file number:** 801-69112
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/145194

## About

Schroder Fund Advisors acts as a placement agent in New York, US. It functions as a wholly-owned subsidiary of SIMNA Inc. The firm operates as a limited purpose broker-dealer and Exempt Market Dealer and holds registration with FINRA and Canadian securities regulatory authorities.

## Offices

- New York, NY, United States

## Questions

### How does Schroders Wealth Management (US) source private market deals?

The US wealth unit routes private market allocations through Schroder Capital, the parent's dedicated private markets division. That team — with over $97 billion in global commitments — sources primary fund investments, direct co-investments, and secondary opportunities using the firm's institutional relationships. The structure means a US private wealth client can access a buyout co-investment alongside the same due diligence process and deal pipeline that serves the group's pension and insurance clients.

### Is Schroders Wealth Management (US) a registered investment advisor?

Schroders operates a distinct US broker-dealer entity, Schroder Fund Advisors LLC, registered with FINRA and Canadian securities regulators as a limited purpose broker-dealer and Exempt Market Dealer. The wealth management division itself delivers advisory services through Schroders plc's regulated entities, including its UK FCA authorization, rather than a standalone US RIA. Clients should confirm the specific regulatory wrapper under which their assets are held.

### What is Schroders' actual exposure to US private wealth?

Schroders does not separately disclose US wealth management assets, and its US presence has shifted over the past decade — including the sale of its US mutual fund business to Hartford in 2016 and a prior divestment of its US private client unit in the 1990s. The current US wealth effort sits within the broader Global Wealth division, which the parent does not break out by country. The firm's US institutional relationships, however, are substantial and include serving as an outsourced CIO for regional banks and large pension plans.

### How does Schroders handle sustainable or impact investing for private wealth?

Schroders has made sustainability a firm-wide mandate, integrating ESG scoring across its public markets research and launching dedicated thematic strategies including a private equity energy transition fund. The wealth management division applies the parent's proprietary ESG tools and reporting frameworks to client portfolios, and can construct custom sustainability-tilted multi-asset mandates using the same institutional-quality data that underpins the firm's £300 billion-plus advisory book.

### What's the actual relationship between Schroders Wealth Management and the legacy of the Schroders family?

The Schroders family has not been involved in the day-to-day management of the publicly traded firm since 2000, when Bruno Schroder stepped down from the board — though family members remained significant shareholders until his death in 2019. Today the firm is a FTSE 100 company with a dispersed shareholder base and an independent board. The wealth management unit retains the name and heritage but operates as a fully institutional fiduciary with no single-family-office characteristics.

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- [National Pension Service](https://altss.com/profile/national-pension-service-nps)
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Last updated: 2026-06-03T20:00:00.000Z

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