# SDIC Securities

SDIC Securities is a Bank / Wealth / Trust based in Shenzhen, China.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Shenzhen, China
- **Region:** Asia
- **Address:** Shenzhen, China
- **Founded:** 2006
- **Assets under management:** Undisclosed
- **Website:** essence.com.cn
- **LinkedIn:** https://www.linkedin.com/company/essence-securities-shenzhen-beijing-pr-china

## Regulatory record

- **Reports private funds:** No

## About

SDIC Securities was founded in 2006 as a domestically licensed investment bank headquartered in Shenzhen. Its parent, the State Development & Investment Corp. (SDIC), is one of China’s central state-owned capital investment companies, placing the firm within a network of state-directed industrial and financial entities. While structured as a securities company rather than a dedicated family office, its capital allocation decisions reflect the priorities of its ultimate state sponsor. The firm operates across the core securities value chain: retail brokerage, institutional equity and fixed-income sales, proprietary and client-driven asset management, and investment banking covering equity underwriting, debt financing, and M&A advisory. Its website highlights a specific REITs investor qualification service and a structured notes platform, signaling active participation in China’s public infrastructure securitization wave. On the wealth side, it markets margin finance, stock-pledge lending, and a retail-focused digital trading app, blending mass-affluent distribution with institutional execution. The geographic footprint concentrates on China’s first-tier cities — Beijing, Shanghai, Guangzhou — and the Greater Bay Area, though it maintains branch networks across the mainland — no non-China offices are disclosed. Team size and aggregate AUM are not publicly disclosed. In May 2026, the firm opened a new Shenzhen Futian branch office, extending its onshore retail footprint and signaling continued investment in physical distribution even as digital channels dominate mass engagement. Structurally, SDIC Securities is distinguished by its position as a controlled subsidiary of a central SOE, not a founder-led partnership or family vehicle. Its investment posture is shaped by policy-aligned balance-sheet deployment — fixed-income market-making, strategic equity holdings, and credit facilitation to state-favored sectors — rather than by a single principal’s risk appetite. This makes its capital behavior more comparable to a policy bank’s treasury operation than to the opportunistic mandates of privately held family offices.

## Offices

- Beijing
- Shanghai
- Guangzhou

## Questions

### Who ultimately controls SDIC Securities?

The firm is a subsidiary of the State Development & Investment Corp. (SDIC), one of China’s central SOEs tasked with directing capital into nationally prioritized industrial and infrastructure projects. Operational decisions are made by the professional management team under the governance framework of the SASAC-supervised parent.

### What investment banking capabilities does SDIC Securities offer?

The firm provides equity underwriting, debt capital markets execution, M&A advisory, and a structured service for REITs investor qualification verification. Its recent deal roster includes sponsoring the Shenzhen Stock Exchange listing of Shenglong Co., Ltd. in April 2026.

### How does SDIC Securities use its own balance sheet?

Proprietary trading and investment are conducted through dedicated fixed-income and strategic-investment desks, supplemented by a wholly owned futures subsidiary (SDIC Futures) and a principal investment arm (GuoZheng Investment). The firm also deploys capital into margin lending and stock-pledge finance, disclosed as core securities-finance products on its retail platform.

## Related profiles

- [SDIC Power Holdings](https://altss.com/profile/sdic-power-holdings)
- [SDIC Taikang Trust](https://altss.com/profile/sdic-taikang-trust)

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Updated: 2026-08-11T02:43:31.692Z

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