# Secura Financial

Secura Financial is a RIA based in Orange, United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** Orange, United States
- **Region:** North America
- **Address:** 333 City Boulevard West Suite 2050, Orange, CA 92868-2944, United States
- **Founded:** 1997
- **Assets under management:** Undisclosed
- **Website:** securawm.com
- **LinkedIn:** https://www.linkedin.com/company/secura-financial

## Regulatory record

- **CRD number:** 137324
- **SEC file number:** 801-113072
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/137324

## About

Barth and Stone launched the firm in 1997, anchoring it in Orange, California, with a model that treats financial planning as the upfront diagnostic before any product discussion. The firm is a registered investment advisor, but its service stack spans insurance, retirement income structuring, and education savings — a bundled approach common in the independent broker-dealer world, executed here under a fiduciary umbrella. The wealth-origin of the principals is not publicly disclosed; the firm is built on client fees and commissions, not a single-family pool of capital. Secura Financial deploys client capital through portfolio management and insurance vehicles. The firm's website points to short-, mid-, and long-term investment strategies, though it does not disclose specific asset-class allocations, named portfolio holdings, or external fund managers. Its advisory bench reflects a planning-first ethos: every one of the eight listed professionals — including Managing Partners Harry Barth and Jason Stone, and Chief Investment Officer Richard Jackman — holds the CFP designation, a credential that requires a fiduciary standard. The firm serves individuals, high-net-worth families, trusts, and small institutions across the United States, with a practice concentrated in Southern California. The firm lists eight professionals on its website, all based at a single office in Orange, California. No adjacent family-office vehicles, philanthropic foundations, or external club memberships are publicly disclosed. The leadership structure is a partnership model — Barth and Stone share the managing partner title, while Jackman runs the investment function. No recent institutional operational event, such as a strategy launch or leadership change, has been publicly reported in the last 24 months. Secura Financial's structural differentiator is the pairing of a CFP-mandated fiduciary planning process with an in-house insurance agency. Most RIAs outsource insurance placement; Secura keeps it internal, which means the same team constructing a client's retirement drawdown strategy also underwrites the longevity risk. This integrated fiduciary-plus-commission model is less common among fee-only RIAs and more typical of the hybrid independent advisor channel, where suitability standards for insurance sales sit alongside fiduciary standards for investment advice.

## Sectors

- Wealth Management
- Financial Planning
- Insurance
- Retirement
- Education

## People

- Harry M. Barth — Managing Partner
- Jason Stone — Managing Partner
- Richard Jackman — Chief Investment Officer

## Questions

### Who runs investment decisions at Secura Financial?

Richard Jackman serves as Chief Investment Officer. He holds both the CFP and MSFS designations and oversees portfolio management for the firm. Investment strategy sits within a broader planning framework driven by the firm's two managing partners, Harry Barth and Jason Stone, who are also CFP certificants.

### How does Secura Financial source clients?

The firm is a locally focused RIA in Orange, California, drawing clients largely through professional referrals and its planning-first positioning. It markets to individuals, high-net-worth families, trusts, and corporations. No institutional or fund-based distribution channel is publicly disclosed.

### Is Secura Financial a fiduciary?

Every advisor listed on the firm's website, including both managing partners and the CIO, carries the CERTIFIED FINANCIAL PLANNER™ designation. CFP certificants are held to a fiduciary standard when providing financial planning services. The firm is also a registered investment advisor, which imposes a fiduciary duty on its investment advisory activities.

### How does Secura Financial handle insurance within its planning process?

Insurance is a core in-house service, not an outsourced solution. The firm structures insurance policies — life, health, or long-term care — as part of the same financial plan developed by its advisors. This means a single team constructs the plan, manages the investments, and writes the insurance, a bundled approach that differs from fee-only RIAs that separate advice from product sales.

## Related profiles

- [Sector Asset Management](https://altss.com/profile/sector-asset-management)
- [Secure Asset Management](https://altss.com/profile/secure-asset-management)

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Last updated: 2026-06-03T20:00:00.000Z

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