# Sefton Financial Planning

Sefton Financial Planning is a RIA.

## Overview

- **Organization type:** RIA
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 166187
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/166187

## About

Sefton Financial Planning is a state-registered investment adviser. It has one employee and one investment adviser. The firm is based in the United States.

## Sectors

- Financial Planning
- Wealth Management

## Questions

### Who are the key principals at Sefton Financial Planning?

The names of Sefton Financial Planning's principals are not publicly disclosed in standard financial databases or regulatory filings. The firm does not appear to have a named leadership team on public platforms.

### Is Sefton Financial Planning a fiduciary?

As a registered investment advisor (RIA), Sefton Financial Planning is bound by a fiduciary duty to act in clients' best interests. This legal obligation is standard for RIAs under the Investment Advisers Act of 1940.

### How much money does Sefton Financial Planning manage?

Sefton Financial Planning does not publicly disclose its assets under management (AUM). Industry databases and regulatory documents do not provide a figure for the firm.

## Related profiles

- [APPERAX CAPITAL MANAGEMENT](https://altss.com/profile/apperax-capital-management)
- [Peter Pesic & Co. Advisors](https://altss.com/profile/peter-pesic-and-co-advisors)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/sefton-financial-planning

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology