# Sequence Financial Specialists

Sequence Financial Specialists is an Asset Manager based in Florence, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Florence, United States
- **Region:** North America
- **Address:** Florence, SC, United States
- **Assets under management:** Undisclosed
- **Website:** seqfs.com
- **LinkedIn:** https://www.linkedin.com/company/sequencefinancialspecialists

## Regulatory record

- **Reports private funds:** No

## About

Sequence Financial Specialists LLC structures itself as a hybrid broker-dealer and investment bank based in Florence, South Carolina. The firm targets companies in manufacturing, distribution, and service industries — the kind of lower-middle-market businesses that rarely attract bulge-bracket attention but generate steady cash flows. Sequence provides M&A advisory, private equity transaction support, and debt-financing placement, positioning itself as a transactional bridge for owner-operators seeking exits or growth capital. Sequence's capital-formation practice relies heavily on Regulation A+ and Regulation D exemptions, which allow the firm to raise capital from accredited and non-accredited investors without full SEC registration. Its EB-5 immigration investment support adds a distinct sourcing channel: the firm facilitates job-creating investments that qualify foreign nationals for US permanent residency, often channeled into real estate or operating-company projects. The firm also places high-net-worth clients into alternative investments, functioning as an intermediary between individual accredited investors and private offerings across private credit, real estate, and insurance-linked strategies. The firm's geographic footprint is concentrated in the southeastern United States, with its headquarters in Florence serving as the operational hub. Sequence does not publicly disclose assets under management, total capital deployed, or headcount, which is consistent with a privately held broker-dealer that transacts on behalf of clients rather than managing pooled vehicles. The firm's principal relationships include corporate clients seeking growth or exit financing, sponsors structuring exempt offerings, and individual investors pursuing alternative-exposure or immigration-linked investments. Sequence's structural differentiator is its bundle of lower-middle-market investment banking with EB-5 capital raising — a pairing rarely found in any single broker-dealer. Most EB-5 regional centers operate as standalone ventures, while most small investment banks avoid the regulatory complexity of the EB-5 program. By housing both under one roof, Sequence can offer business owners a dual-track capital solution: domestic private placements alongside immigrant-investor equity.

## Sectors

- Private Credit
- Real Estate
- Manufacturing & Industrials

## Questions

### What is Sequence's regulatory status?

Sequence Financial Specialists LLC is a FINRA-registered broker-dealer, which means it is subject to Securities and Exchange Commission and FINRA oversight in its securities-offering activities. This registration is mandatory for any firm that earns transaction-based compensation from securities sales, including the Reg A+ and Reg D offerings that form the core of its capital-raising practice.

### Does Sequence manage assets or operate funds?

Sequence does not publicly disclose operating any pooled investment funds or managing assets on a discretionary basis. The firm functions primarily as a placement agent and advisor, earning fees for brokering transactions rather than collecting management fees on committed capital. Its alternative-investment activity involves placing high-net-worth clients into third-party offerings rather than sponsoring proprietary vehicles.

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Last updated: 2026-08-11T02:43:31.692Z

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