# Sequoia Planning & Investments

Sequoia Planning & Investments is a Bank / Wealth / Trust based in La Conner, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** La Conner, United States
- **Region:** North America
- **Address:** Walnut Creek, CA, United States
- **Founded:** 2000
- **Assets under management:** Undisclosed
- **Website:** sequoiaplanning.com
- **LinkedIn:** linkedin.com/company/sequoia-equities-inc-

## Regulatory record

- **CRD number:** 109519
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-15T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/109519

## About

Sequoia Planning & Investments is a wealth management firm based in Walnut Creek, California. It serves individual clients and families through financial planning and investment advisory services. Its client base is drawn primarily from the East Bay region of the San Francisco Bay Area. The firm's investment approach is rooted in traditional wealth management rather than direct private-market dealmaking. It constructs portfolios primarily using publicly traded equities, fixed income, and exchange-traded funds. The geographic focus remains concentrated on US-based clients, with portfolios benchmarked against domestic market indices. The scale of Sequoia Planning & Investments is typical of a boutique advisory practice, with a team sized to provide personalized service rather than institutional-scale asset gathering. The firm's operational model emphasizes financial planning alongside investment management, a structure common among independent RIAs. No adjacent venture funds, philanthropic foundations, or private holding companies are publicly linked to the practice. Its value proposition rests on planning-led advice delivered by a small, dedicated team. A structural differentiator for Sequoia Planning & Investments is its apparent independence from large financial conglomerates. Many wealth managers in its geography are affiliated with national banks or broker-dealers, creating potential conflicts of interest. As a locally rooted, independently operated practice, its advisory model is built around fiduciary alignment with clients rather than product distribution goals mandated by a parent company.

## Questions

### What is the firm's investment philosophy?

The firm's philosophy centers on integrating comprehensive financial planning with portfolio management. It favors a goals-based approach, constructing diversified portfolios using primarily publicly traded equities, fixed income, and ETFs to match individual client objectives. The practice does not appear to run an internal hedge fund or proprietary direct-investment vehicle.

## Related profiles

- [Sequa Corporation Master Trust](https://altss.com/profile/sequa-corporation-master-trust)
- [Service Corporation International](https://altss.com/profile/service-corporation-international-sci)

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Last updated: 2026-08-11T02:43:31.692Z

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