# Seraphim Capital Management

Seraphim Capital Management is a Bank / Wealth / Trust based in New York, NY, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, NY, United States
- **Region:** North America
- **Address:** Blauvelt, NY, United States
- **Founded:** 2014
- **Assets under management:** Undisclosed
- **Website:** seraphimcapitalmanagement.com
- **LinkedIn:** https://www.linkedin.com/company/seraphim-capital-management

## Regulatory record

- **CRD number:** 170976
- **SEC file number:** 801-120902
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-02-10T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/170976

## About

Seraphim Capital Management was founded in 2014 and registered as an investment advisor in the United States. The firm manages non-pooled, separately managed accounts and explicitly serves high-net-worth individuals, trusts, charitable organizations, and family offices. Its investment process is built around a collaborative model that includes an integrated CPA, offering tax-efficient portfolio construction as a structural feature rather than an afterthought. The firm constructs balanced portfolios based on individual risk tolerance and objectives, drawing on global economic monitoring to drive diversification. Asset-class coverage spans equities, fixed income, and market-linked instruments, including structured products like market-linked CDs and inflation bonds. Geographic reach extends across US and international markets, though the firm does not publicly disclose specific portfolio-company names or co-investment partners. The advisory model is non-pooled, meaning each client's assets are managed in a dedicated account rather than commingled vehicles. Seraphim Capital Management operates from Blauvelt, New York, and emphasizes a team-based approach anchored by a reported 125 years of combined investment experience. Client engagement includes regular portfolio reviews and open communication cadences. The firm's website highlights specific service lines for dormant 401(k) repositioning and guidance on the SECURE Act 2.No additional offices or affiliated philanthropic structures are publicly documented. Seraphim's structural differentiator lies in its embedded tax advisory layer. The firm incorporates a CPA directly into its investment team — not as a referral partner — positioning tax efficiency as a core portfolio-construction input from the outset.

## Questions

### Does Seraphim Capital Management run commingled funds or only separately managed accounts?

The firm provides non-pooled, separately managed account services exclusively. Each client portfolio is managed individually based on that client's objectives and risk tolerance, rather than being combined into a fund vehicle alongside other investors.

### How does the in-house CPA arrangement work at Seraphim?

A CPA operates as an internal team member rather than an external consultant. This integration allows tax considerations to be embedded directly into portfolio construction and ongoing management, focusing on tax-efficient strategies across taxable accounts, trusts, and retirement transitions.

### What types of clients does Seraphim primarily serve?

Seraphim discloses a client base that includes high-net-worth individuals, business retirement plans, trusts, charitable organizations, foundations, and family offices. The firm does not publish minimum account sizes or total client counts.

### Does the firm publish its assets under management or performance track record?

No. Seraphim Capital Management does not publicly disclose assets under management, composite performance, or total client assets. The firm has not volunteered these figures in regulatory filings accessible to third parties.

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- [Seraph Foundation](https://altss.com/profile/seraph-foundation)
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Last updated: 2026-08-11T02:43:31.692Z

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