# Shaffer Capital

Shaffer Capital is an Asset Manager based in Westerville, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Westerville, United States
- **Region:** North America
- **Address:** Westerville, OH, United States
- **Founded:** 2020
- **Assets under management:** Undisclosed
- **Website:** www.shaffercapital.net
- **LinkedIn:** https://www.linkedin.com/company/shaffer-capital

## Regulatory record

- **CRD number:** 150106
- **SEC file number:** 801-119045
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/150106

## About

Shaffer Capital is an SEC-registered investment adviser in Westerville, OH, registered since 2020. The firm manages approximately $211 million in regulatory assets. It has 7 employees and 4 investment advisers.

## Questions

### How is Shaffer Capital compensated?

Shaffer Capital operates on a fee-only basis, charging asset-based advisory fees directly to clients. SEC filings indicate no commission-based business or proprietary product sales, which removes revenue conflicts embedded in broker-dealer or dual-registrant models. The fee schedule is disclosed to clients via Form ADV Part 2.

### Is Shaffer Capital affiliated with Shaffer Asset Management or similarly named firms?

There is no public connection to Shaffer Asset Management or other Shaffer-named advisory entities. Shaffer Capital's SEC registration is specific to its Westerville-headquartered RIA, with no disclosed parent company or affiliate relationships.

### Does the firm allocate to private markets or alternatives?

Public records indicate the firm focuses on publicly traded equities and fixed-income securities. No filings reference private equity commitments, venture capital, hedge fund allocations, or direct real estate investment programs, making this a traditional long-only public-markets practice.

### What does Shaffer Capital's regulatory record indicate about its operating history?

The firm's SEC registration as a Registered Investment Adviser reflects ongoing compliance with reporting and fiduciary obligations. Public FINRA BrokerCheck and SEC records show no material disciplinary events, which for a boutique RIA signals a clean compliance history over its operating life.

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Last updated: 2026-08-10T19:36:47.593Z

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