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Shepherd Financial Investment Advisory
Shepherd Financial Investment Advisory opened in 2015 and built its book by advising company retirement plans, then layering wealth management and financial...
Shepherd Financial Investment Advisory
Shepherd Financial Investment Advisory opened in 2015 and built its book by advising company retirement plans, then layering wealth management and financial planning onto those relationships. Its website claims $6.2B in assets but provides no named principals, portfolio holdings, or investment team bios. The firm splits its services into retirement plan consulting — fiduciary support, employee engagement, investment menu construction — and a private-client practice that covers financial planning, business succession, and insurance solutions. No disclosed direct investments, fund commitments, or deal names appear in any public filing or the firm's own materials. Shepherd Financial runs from offices in New Albany and Carmel, Indiana, serving individuals, high-net-worth households, and the plans of companies, organizations, and governmental entities. The firm's own contact page displays a conflicting $5.5B AUM figure, and no adjacent vehicles, philanthropic entities, or co-investor groups are disclosed publicly. This is a service business rather than an investing institution: its structural differentiator is an advisor-scale retirement-plan footprint that supplies a steady flow of rollover and wealth-management clients, a model common among Midwestern bank-trust hybrids.
General information
Firm type
Bank / Wealth / Trust
Year founded
2015
AUM
~$6 billion (Altss estimate)
Location
Region
North America
Country
United States
City
Carmel
Corporate office
5150 Charlestown Rd Suite 2, New Albany, IN 47150
Additional offices
111 Congressional Blvd Suite 100, Carmel, IN 46032
Sector focus
Frequently asked questions
What type of clients does Shepherd Financial primarily serve?
The firm focuses on retirement plan sponsors — companies, organizations, and governmental entities — and the individuals connected to those plans. Its wealth management practice targets the high-net-worth participants who emerge from the retirement book, alongside direct private-client relationships.
Does Shepherd Financial make direct investments or fund commitments?
No evidence of direct investing, private fund commitments, or proprietary deal activity appears in any public source. The firm's service menu is limited to retirement plan consulting, fiduciary support, financial planning, and insurance solutions.
Who runs investment decisions at Shepherd Financial?
Shepherd Financial does not publicly name any principals, chief investment officer, or investment committee members. The lack of disclosed leadership means an allocator cannot assess who steers investment policy or manager selection for the $6.2B it claims.
How large is Shepherd Financial's team?
The firm does not disclose its headcount or team composition on its website or in any cited source. Without this number, scale relative to assets remains unclear.
Why does Shepherd Financial report two different AUM figures on its own site?
The homepage states $6.2B in assets, while the contact page lists $5.5B. No explanation or date stamp accompanies either figure, so the discrepancy likely reflects different measurement periods or rounding practices.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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