# Shepherd Financial Investment Advisory

Shepherd Financial Investment Advisory is a Bank / Wealth / Trust based in Carmel, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Carmel, United States
- **Region:** North America
- **Address:** 5150 Charlestown Rd Suite 2, New Albany, IN 47150
- **Founded:** 2015
- **Assets under management:** ~$6 billion (Altss estimate)
- **Website:** shepherdfin.com
- **LinkedIn:** https://www.linkedin.com/company/shepherdfinancial

## Regulatory record

- **CRD number:** 288623
- **SEC file number:** 801-112009
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-31T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/288623

## About

Shepherd Financial Investment Advisory opened in 2015 and built its book by advising company retirement plans, then layering wealth management and financial planning onto those relationships. Its website claims $6.2B in assets but provides no named principals, portfolio holdings, or investment team bios. The firm splits its services into retirement plan consulting — fiduciary support, employee engagement, investment menu construction — and a private-client practice that covers financial planning, business succession, and insurance solutions. No disclosed direct investments, fund commitments, or deal names appear in any public filing or the firm's own materials. Shepherd Financial runs from offices in New Albany and Carmel, Indiana, serving individuals, high-net-worth households, and the plans of companies, organizations, and governmental entities. The firm's own contact page displays a conflicting $5.5B AUM figure, and no adjacent vehicles, philanthropic entities, or co-investor groups are disclosed publicly. This is a service business rather than an investing institution: its structural differentiator is an advisor-scale retirement-plan footprint that supplies a steady flow of rollover and wealth-management clients, a model common among Midwestern bank-trust hybrids.

## Sectors

- Wealth Management
- Retirement Services

## Offices

- 111 Congressional Blvd Suite 100, Carmel, IN 46032

## Questions

### What type of clients does Shepherd Financial primarily serve?

The firm focuses on retirement plan sponsors — companies, organizations, and governmental entities — and the individuals connected to those plans. Its wealth management practice targets the high-net-worth participants who emerge from the retirement book, alongside direct private-client relationships.

### Who runs investment decisions at Shepherd Financial?

Shepherd Financial does not publicly name any principals, chief investment officer, or investment committee members. The lack of disclosed leadership means an allocator cannot assess who steers investment policy or manager selection for the $6.2B it claims.

### How large is Shepherd Financial's team?

The firm does not disclose its headcount or team composition on its website or in any cited source. Without this number, scale relative to assets remains unclear.

## Related profiles

- [Shepard Capital Partners](https://altss.com/profile/shepard-capital-partners)
- [Shepherd University Foundation](https://altss.com/profile/shepherd-university-foundation)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/shepherd-financial-investment-advisory

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