# Shiraishi Financial Group

Shiraishi Financial Group is a Bank / Wealth / Trust based in Honolulu, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Honolulu, United States
- **Region:** North America
- **Address:** 1357 Kapiolani Boulevard, Suite 1140, Honolulu, HI 96814
- **Founded:** 1998
- **Assets under management:** Undisclosed
- **Website:** shiraishifinancialgroup.com
- **LinkedIn:** https://www.linkedin.com/company/shiraishi-financial-group-advisors

## Regulatory record

- **CRD number:** 168645
- **SEC file number:** 801-107307
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-05-06T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/168645

## About

Shiraishi Financial Group operates as a Hawaii-focused wealth management practice, founded in 1998 by Herbert Shiraishi. Shiraishi entered financial services in 1988 at John Hancock, later moving to Aetna Investment Services, and by 1998 he was the top life insurance producer in the U.S. for SunAmerica Securities. That distribution skill set shaped the firm: client relationships are built around personalized retirement-income planning, and the team describes its approach as active money management rather than passive allocation. Registered representatives offer securities through Independent Financial Group (IFG), a broker-dealer, while advisory services run through SFGA LLC, a registered investment adviser. The structure allows the firm to serve individuals, high-net-worth clients, and business entities across 10 states, though physical presence is confined to Honolulu and Hilo. Advisory capabilities span retirement planning, asset building, and family protection, with a specialized NEA Retirement Program carved out for educators. Portfolio reviews and active trading adjustments are handled by a dedicated investment-advisory specialist on staff. The team lists five named professionals on its website: Herbert Shiraishi (President & CEO), Jason Wong (EVP & Financial Advisor, holding the AIF designation), Kendall Kakugawa (Financial Advisor & IT support), Graham Enomoto (Investment Advisor Representative), and Grant Arita (Registered Investment Advisory Specialist). The Hilo office at 116 Hualalai Street supplements the Kapiolani Boulevard headquarters on Oahu. The firm discloses no separate institutional vehicles, philanthropic foundations, or club co-investment structures. Shiraishi Financial Group's architecture is a boutique advisory built atop shared broker-dealer and RIA infrastructure — the firm is not an independent operating company. Securities execution, compliance backstops, and advisory registration flow through IFG and SFGA LLC, making the practice functionally an office of supervisory jurisdiction within a larger network rather than a standalone asset manager. Succession risk concentrates in Herbert Shiraishi, who has led the firm since its founding.

## Sectors

- Wealth Management
- Financial Planning
- Retirement Planning

## Offices

- Hilo, HI, United States

## People

- Herbert Shiraishi — President & CEO
- Jason Wong — Executive Vice President & Financial Advisor

## Questions

### What is the relationship between Shiraishi Financial Group and Independent Financial Group?

Shiraishi Financial Group is not a standalone broker-dealer or RIA. Its registered representatives offer securities through Independent Financial Group (IFG), a member of FINRA and SIPC, and advisory services are provided through SFGA LLC, a registered investment adviser that is not affiliated with IFG. The firm operates as a private advisory practice whose regulatory and execution infrastructure is furnished by those entities.

### Does Shiraishi Financial Group manage discretionary portfolios?

Yes, within the advisory framework of SFGA LLC. The firm states that it takes an active approach to money management, monitoring investments and recommending adjustments. Grant Arita is identified as the registered investment advisory specialist responsible for ensuring actively managed client accounts are traded when signals are given.

### Who handles daily investment decisions at Shiraishi Financial Group?

Herbert Shiraishi is the President and CEO and sets overall direction. Jason Wong, the Executive Vice President and an Accredited Investment Fiduciary, works closely with clients on long-term plans. Grant Arita manages the advisory accounts and executes trades when investment signals are generated, while Graham Enomoto operates separately as an independent advisor within the practice.

### In which states can Shiraishi Financial Group do business?

The firm's registered representatives are licensed to discuss securities and transact business with residents of ten states: Arizona, California, Hawaii, Illinois, Michigan, North Carolina, Oregon, Texas, Utah, Virginia, and Washington. Physical offices are located only in Honolulu and Hilo, Hawaii.

## Related profiles

- [Shipston Group](https://altss.com/profile/shipston-group)
- [Shira Ridge Wealth Management](https://altss.com/profile/shira-ridge-wealth-management)

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Last updated: 2026-06-03T20:00:00.000Z

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