# Shufro, Rose & Co.

Shufro, Rose & Co. is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 1938
- **Assets under management:** Undisclosed
- **Website:** shufrorose.com

## Regulatory record

- **CRD number:** 3403
- **SEC file number:** 801-977
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/3403

## About

Shufro, Rose & Co. was founded in 1938 and operates as a wealth manager and registered investment advisor. The firm structures its client service around dedicated advisory groups — Contant-Leit, Kaminsky-Silverman, Shufro-Glass, and Wacht — each responsible for a discrete set of families and individuals. This model pushes relationship ownership down to named teams rather than a centralized investment committee. On strategy, the firm does not market a single house portfolio. Each advisory group builds customized allocations spanning traditional equities and fixed income, with additional capabilities in tax, estate, and retirement planning. It does not publicly disclose specific investment vehicles, stage preferences, or direct deal activity. Its geographic focus is the United States, anchored by its New York headquarters. Team scale and total assets are undisclosed. The firm's website highlights more than 85 years of continuous operation and a multi-generational client base, but it releases no professionals count, no deployment figures, and no philanthropic or adjacent-vehicle structures. Structurally, Shufro Rose is distinct in operating as a loose federation of named wealth-management teams inside a single RIA. That architecture allows individual group leads — each the primary contact for their families — to shape planning and portfolio decisions without a mandated firm-wide model portfolio, which makes the group affiliation the actual locus of trust.

## Questions

### Does Shufro Rose make direct investments or fund commitments?

The firm discloses no specific investment structures. It positions itself around wealth management services — tax planning, estate planning, retirement planning, and portfolio management — rather than direct private investing or fund commitments. The website gives no indication of venture capital, private equity, or direct deal activity.

### What is the scale of Shufro Rose?

AUM and total assets are undisclosed. The firm describes 85 years of operation and a client base that includes fourth-generation families, but it releases no asset-level or account-level figures. Team size is similarly unstated, making independent scale estimates difficult.

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Last updated: 2026-06-03T20:00:00.000Z

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