# Sierra Financial Planning & Asset Management

Sierra Financial Planning & Asset Management is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 125451
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/125451

## About

SIERRA FINANCIAL PLANNING & ASSET MANAGEMENT is a state-registered investment adviser in ROSEVILLE, CA. The firm manages approximately $26 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Financial Services
- Wealth Management

## Questions

### Is Sierra Financial Planning & Asset Management a fiduciary?

As a registered investment advisor, Sierra Financial Planning & Asset Management is subject to the fiduciary standard under the Investment Advisers Act of 1940. This means the firm is legally obligated to act in the best interests of its clients, disclose material conflicts of interest, and seek best execution on portfolio transactions. The fiduciary duty applies to both the financial planning and asset management functions the firm provides.

### Does the firm offer both financial planning and investment management?

Yes, Sierra Financial Planning & Asset Management integrates both functions into a single advisory relationship. The planning component covers retirement projections, tax strategy, estate coordination, insurance analysis, and cash flow management. The asset management function then implements the portfolio strategy dictated by the plan, with ongoing monitoring and rebalancing to maintain alignment with evolving client goals.

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- [SICOM Capital Management](https://altss.com/profile/sicom-capital-management)
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Last updated: 2026-06-03T20:00:00.000Z

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