# Smith Affiliated Capital

Smith Affiliated Capital is a Bank / Wealth / Trust based in New York, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** 45 Broadway, Ste. 210, New York, NY 10006
- **Founded:** 1982
- **Assets under management:** Undisclosed
- **Website:** smithcapital.com
- **LinkedIn:** https://www.linkedin.com/company/smith-affiliated-capital

## Regulatory record

- **CRD number:** 107675
- **SEC file number:** 801-17037
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/107675

## About

Founded in 1982 by Dr. Robert G. Smith, an academic economist and military veteran, Smith Affiliated Capital was built on a global macro view he translated into separate-account portfolio management. The firm is headquartered at 45 Broadway in New York City. Leadership passed to his daughter, Maria Smith, who now serves as CEO and leads an investment team that includes COO Christina Coster, investment operations analyst Walter Jordan, and junior investment associate Andrew Badeski. The firm deploys capital across actively managed, liquid public-market strategies using a total-return approach. It constructs concentrated portfolios of high-quality securities — a phrase repeated across its materials — tailored for the liability profiles of each client. The client base spans municipalities, Native American tribal nations, insurance companies, hospitals, retirement communities, family offices, foundations, endowments, and high-net-worth individuals. The firm stresses transparency and liquidity, favoring separately managed accounts over pooled vehicles. A compact operation, Smith Affiliated Capital discloses a team of at least four professionals out of a single New York office. The wealth origin is not public; what is known is that Dr. Smith applied his background in political economy and quantitative thinking to launch a fiduciary shop. The firm operates under a registered investment adviser structure, which legally binds it to a fiduciary standard and fee-only alignment with client asset growth. Smith Affiliated Capital’s structural differentiator lies in its intergenerational leadership transition inside a small, independent RIA that serves unusual institutional adjacency — particularly Native American tribal nations. The CEO-female ownership dimension is also notable in a wealth management industry still dominated by larger roll-up platforms, yet the firm competes on tailored active management for entities with specialized treasury and governance needs.

## Sectors

- Hedge Funds

## People

- Maria Smith — CEO
- Christina Coster — Chief Operating Officer
- Robert G. Smith — Founder

## Questions

### Who runs investment decisions at Smith Affiliated Capital?

The CEO, Maria Smith, leads the investment team that also includes Chief Operating Officer Christina Coster, investment operations analyst Walter Jordan, and junior investment associate Andrew Badeski. The firm reflects the framework established by founder Dr. Robert G. Smith, who applied a macroeconomic, quantitative lens to portfolio design.

### How does Smith Affiliated Capital construct client portfolios?

The firm uses a total-return, actively managed approach focused on high-quality securities. Portfolios are built as separate accounts, customized to each client's liability profile, liquidity needs, and risk tolerance. Fixed-income and equity positions are managed with an emphasis on transparency and liquidity.

### Which client types does Smith Affiliated Capital typically serve?

Its disclosed client roster includes corporations, insurance companies, hospitals, retirement communities, family offices, financial advisors, unions, Native American tribal nations and their entities, municipal governments, foundations, endowments, and high-net-worth individuals.

### Does Smith Affiliated Capital operate as a woman-owned business?

Yes — the firm prominently identifies as woman-owned, with Maria Smith serving as CEO and carrying forward the business her father founded in 1982. The ownership and governance structure is independent and not part of a larger financial conglomerate.

## Related profiles

- [SM Investors](https://altss.com/profile/sm-investors)
- [Smith Bruer Advisors](https://altss.com/profile/smith-bruer-advisors)

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Last updated: 2026-06-03T20:00:00.000Z

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