# Smith & Associates Financial Services

Smith & Associates Financial Services is a RIA based in United States.

## Overview

- **Organization type:** RIA
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/kelly-smith-88065053

## Regulatory record

- **CRD number:** 331842
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/331842

## About

Smith & Associates Financial Services, LLC is a state-registered investment adviser. The firm manages approximately $1 million in regulatory assets, with $724,981 on a discretionary basis. It has 1 employee and 1 investment adviser.

## Questions

### Who runs investment decisions at Smith & Associates Financial Services?

No investment decision-makers have been publicly identified. The firm has no known website, LinkedIn presence, or regulatory filing that names a CIO, managing principal, or investment committee member.

### Does Smith & Associates Financial Services make direct investments or fund commitments?

No investment activity — direct, fund, or co-investment — has been verifiably linked to this entity. The absence of a deal trail in public records or third-party databases means no allocation pattern can be inferred.

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Last updated: 2026-07-06T01:24:25.665Z

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