# Smith Securities

Smith Securities is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed
- **LinkedIn:** https://www.linkedin.com/company/smith-securitiesllc

## Regulatory record

- **CRD number:** 288886
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/288886

## About

We exist to empower humanity to create freedom and abundance. We know how confusing it can be to know who’s telling you the truth about investing. We believe in what we’re doing. That’s why we will only do for you what we have done for ourselves and our families. We’ve partnered with Matson Money, the premier investor coaching company. Matson Money is family owned and relies on extensive scholarship and Nobel Prize winning investing science to construct a portfolio that is whole, rather than a long list of stocks and bonds.

## Questions

### What regulatory oversight applies to Smith Securities?

Smith Securities is regulated by the SEC and is a FINRA member, per public BrokerCheck records. Both bodies impose rules around net capital maintenance, anti-money laundering procedures, transaction reporting, and supervisory controls, creating a distinct compliance profile compared to exempt family offices.

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- [SmartWave Technologies](https://altss.com/profile/smartwave-technologies-inc)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/smith-securities-llc

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