Multi-Family OfficeRIA · CRD 111277SEC-Registered

Updated:

Sonata Capital Group

Sonata Capital Group was established in 2000 by Tim Cummins and Luther Helms, both with prior experience in asset management and banking. The firm provides...

Sonata Capital Group logo

Sonata Capital Group

Sonata Capital Group was established in 2000 by Tim Cummins and Luther Helms, both with prior experience in asset management and banking. The firm provides wealth-management and advisory services to families and nonprofits in the western United States. The firm allocates across hedge funds and other asset classes. It maintains a North American geographic focus. Confirmed relationships include prior board service by Luther Helms at ABM Industries Incorporated and Manulife Financial Corporation. Sonata employs a small team that includes Ann G. Rohlman as portfolio manager. It occupies office space at 2001 6th Ave in Seattle. The firm also manages the Fulcrum Foundation endowment. The multi-family-office structure allows Sonata to serve multiple clients under one advisory platform without operating external funds.

General information

Firm type

Multi Family Office

Year founded

2000

Location

Region

North America

Country

United States

City

Seattle

Corporate office

Seattle, WA, United States

Principals

Tim Cummins

Founder, Managing Partner, and Chief Investment Officer

Luther Helms

Managing Director and Founder

Ann G. Rohlman

Portfolio Manager

Sector focus

Hedge Funds

Frequently asked questions

Who runs investment decisions at Sonata Capital Group?

Tim Cummins serves as Founder, Managing Partner, and Chief Investment Officer. Luther Helms is Managing Director and Founder. Ann G. Rohlman acts as Portfolio Manager.

What asset classes does Sonata Capital Group use?

The firm allocates to hedge funds and other vehicles as part of global asset allocation for its clients.

Does Sonata Capital Group operate as a single or multi-family office?

Sonata Capital Group operates as a multi-family office serving multiple affluent families, entrepreneurs and nonprofits.

Where does Sonata Capital Group maintain its headquarters?

The firm is headquartered in Seattle, Washington, at 2001 6th Ave, Suite 3410.

What philanthropic vehicles are associated with Sonata Capital Group?

The firm manages the Fulcrum Foundation endowment and maintains a relationship with Cancer Research And Biostatistics.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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