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Sound Point CLO C-MOA, LLC
SOUND POINT CLO C-MOA, LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2019. The firm manages approximately $12.3 billion in...
Sound Point CLO C-MOA, LLC
SOUND POINT CLO C-MOA, LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2019. The firm manages approximately $12.3 billion in regulatory assets. It has 40 employees and 36 investment advisers.
General information
Firm type
Single Family Office
Sector focus
Frequently asked questions
Who runs investment decisions at Sound Point CLO C-MOA, LLC?
Public records do not name a specific investment committee for this entity. It is linked to Sound Point Capital Management, founded by Stephen Ketchum, who oversees the firm's credit strategies (per Sound Point Capital Management, public record). Family-office decisions likely align with Sound Point's broader investment team.
Is Sound Point CLO C-MOA, LLC structured as a single family office, or does it operate more like a credit fund?
The entity appears to be a single-family office that issues collateralized loan obligations (CLOs). The 'C-MOA' suffix indicates a CLO warehouse, a temporary vehicle that holds loans until a permanent CLO is priced. This structure is legally a family office but functionally operates as a credit investment vehicle.
What investment stages does this entity typically target?
Sound Point CLO C-MOA, LLC focuses on leveraged loans and senior secured credit, typically investments in large corporate borrowers with below-investment-grade ratings. The CLO structure targets floating-rate assets, with the office likely investing in broadly syndicated loans.
Which sectors does Sound Point CLO C-MOA, LLC focus on?
The entity concentrates on leveraged loans and structured credit, including CLO issuance. It does not target specific equity or venture-stage companies. The underlying loans span diversified sectors including technology, healthcare, and industrials (per Sound Point Capital Management's CLO portfolio, public filings).
How is Sound Point CLO C-MOA, LLC related to Sound Point Capital Management?
Sound Point CLO C-MOA, LLC shares its naming with Sound Point Capital Management, the asset manager founded by Stephen Ketchum. The CLO entity likely represents a family-office investment vehicle that accesses Sound Point's deal flow and credit infrastructure. Sound Point Capital Management is not a family office—it is an SEC-registered investment adviser.
Does this entity participate in fund commitments or only direct deals?
Based on its CLO warehouse structure, the entity appears to invest directly in leveraged loans as part of a CLO portfolio. It does not commit to external funds. The CLO format allows the office to obtain leverage through rated notes, enhancing yield on the loan portfolio.
Where does the underlying wealth come from?
The underlying wealth origin is not publicly disclosed. The entity's association with Sound Point Capital Management suggests it may be linked to the fortune of Stephen Ketchum, who founded the credit firm. No confirmed family or individual is named in public records for this specific CLO entity.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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