# South Ocean Management

South Ocean Management is an Asset Manager based in Wanchai, China.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Wanchai, China
- **Region:** North America
- **Address:** Central, Hong Kong, China
- **Founded:** 1992
- **Assets under management:** Undisclosed
- **Website:** www.south-ocean.com

## Regulatory record

- **CRD number:** 111180
- **SEC file number:** 801-41804
- **Registration status:** Registered
- **Reports private funds:** Yes
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/111180

## About

South Ocean Management is an SEC-registered investment adviser in Wanchai, registered since 1992. The firm manages $13 million in assets, $12 million on a discretionary basis. It has 4 employees and 3 investment advisers.

## Sectors

- Small Cap
- Mid Cap
- Greater China

## Offices

- Miami
- New York
- London
- Wan Chai
- Torino
- Dallas

## Questions

### Who runs investment decisions at South Ocean Management?

South Ocean Management does not publicly name its investment principals or portfolio managers. The firm's website describes a team-based approach focused on fundamental analysis and direct company engagement.

### How does South Ocean Management source proprietary deal flow?

The firm identifies investment opportunities by researching analyst reports and conducting routine visits with management of portfolio companies. Its Hong Kong base provides on-the-ground knowledge of current events, which the firm says often differs from Western media interpretations.

### What investment stages does South Ocean Management typically target?

The firm targets small- and mid-cap companies listed on the Hong Kong Stock Exchange, with an emphasis on firms whose earnings are geared toward growth in China. This is a public-equity, long-only strategy.

### Which sectors does South Ocean Management explicitly avoid?

The firm does not publicly disclose any explicit sector exclusions. Its stated focus is on small- and mid-cap Hong Kong-listed companies with China-related earnings growth.

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Last updated: 2026-06-03T20:00:00.000Z

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