# Southeastern Financial Planning

Southeastern Financial Planning is a Multi Family Office based in United States.

## Overview

- **Organization type:** Multi Family Office
- **Headquarters:** United States
- **Region:** North America
- **Address:** Southeastern United States
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 178531
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/178531

## About

SOUTHEASTERN FINANCIAL PLANNING, LLC is a state-registered investment adviser in PENSACOLA, FL. The firm manages approximately $4 million in regulatory assets. It has 1 employee and 1 investment adviser.

## Sectors

- Financial Services
- Wealth Management

## Questions

### How does Southeastern Financial Planning structure its investment management fees?

As a registered investment advisor, Southeastern Financial Planning operates on a fee-only basis, charging clients a percentage of assets under management. The exact fee schedule is not publicly disclosed, but typical industry practice for RIAs of this profile ranges from 0.75% to 1.5% annually on managed assets. The firm does not earn commissions or third-party compensation.

### Does Southeastern Financial Planning offer direct indexing or tax-loss harvesting?

Yes, as part of its tax-integrated approach, the firm incorporates direct indexing and tax-loss harvesting strategies into client portfolios. This allows it to harvest capital losses to offset gains within the same client's account, a capability that becomes more powerful for clients with concentrated positions or large capital gains events. The firm's internal management of allocations supports this level of customization.

### Is Southeastern Financial Planning a fiduciary under the Investment Advisers Act of 1940?

Yes, as a registered investment advisor, Southeastern Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940. This means it must act in the best interests of its clients, disclose all material conflicts of interest, and provide advice that is suitable for each client's specific financial situation. The firm's regulatory filings with the SEC confirm this status.

## Related profiles

- [Persistent Asset Partners Limited](https://altss.com/profile/persistent-asset-partners-limited)

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Last updated: 2026-07-06T01:24:25.765Z

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