# Southwest Investment Advisors

Southwest Investment Advisors is a Bank / Wealth / Trust based in Tucson, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Tucson, United States
- **Region:** North America
- **Address:** 7594 N La Cholla Blvd, Tucson, AZ 85741, United States
- **Founded:** 2001
- **Assets under management:** Undisclosed
- **Website:** southwestinvestmentadvisors.com
- **LinkedIn:** https://www.linkedin.com/company/siatucson

## Regulatory record

- **CRD number:** 312685
- **SEC file number:** 801-120406
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-30T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/312685

## About

Founded in 2001, Southwest Investment Advisors operates from a single office in Tucson, Arizona, delivering financial coaching, investment management, and retirement planning. The firm emphasizes accessibility, explicitly stating it imposes no asset minimums, which positions it for a broad client base ranging from individuals to institutions. Southwest Investment Advisors’s investment management philosophy centers on an independent approach to constructing diversified portfolios aligned with client objectives. In retirement planning, the firm develops custom income strategies with a stated focus on tax efficiency. It also provides financial coaching that extends beyond budgeting, though the firm has not publicly detailed sector concentrations, named specific portfolio holdings, or disclosed geographic deployment preferences beyond its Arizona base. Located at 7594 N La Cholla Blvd in Tucson, the firm has not publicly disclosed its total assets under management, number of professionals, or any adjacent vehicles such as philanthropic foundations or operating businesses. No dated operational events — such as key hires, fund launches, or acquisitions — from the last 24 months are identifiable in the available public record. Southwest Investment Advisors differentiates structurally through its no-minimum policy, a rarity among wealth managers that typically calibrate service levels to account size. Its menu of financial coaching paired with discretionary portfolio management creates a hybrid model that blends advisory and planning for an unscreened client base — an architecture that prioritizes breadth of access over institutional scale.

## Questions

### Does Southwest Investment Advisors have a minimum asset requirement for clients?

No. Southwest Investment Advisors explicitly states it has no asset minimums, which allows it to serve clients across the wealth spectrum, from individuals early in their financial journey to high-net-worth families and institutions. This policy removes a common barrier in the wealth-management industry.

### What is Southwest Investment Advisors’s approach to retirement planning?

The firm develops custom retirement-income strategies with a stated focus on tax efficiency. This involves guiding clients through the transition into retirement and structuring income streams that align with their long-term objectives, rather than applying a one-size-fits-all model.

### How does Southwest Investment Advisors construct client portfolios?

Southwest Investment Advisors takes an independent approach to building diversified portfolios. While the firm does not publicly disclose its specific asset-allocation frameworks or sector tilts, it emphasizes that each portfolio is designed to support the individual client’s objectives and risk tolerance.

### What services does Southwest Investment Advisors offer beyond investment management?

In addition to portfolio management, the firm provides financial coaching and retirement planning. Its financial-coaching service extends beyond budgeting to address broader financial behaviors and goal-setting. The firm also offers a complimentary, no-obligation initial consultation.

### Where is Southwest Investment Advisors located, and does it serve clients outside Arizona?

Southwest Investment Advisors is headquartered at 7594 N La Cholla Blvd in Tucson, Arizona. Its website does not list additional offices or explicitly define its geographic client footprint, though the firm’s language around accessibility and its contact form invite inquiries from a general audience.

## Related profiles

- [Southwestern Money Management](https://altss.com/profile/southwestern-money-management)
- [Southwest Retirement and Cash Balance Plan](https://altss.com/profile/southwest-retirement-and-cash-balance-plan)

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/southwest-investment-advisors

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