# Southwest Securities (HK) Wealth Management

Southwest Securities (HK) Wealth Management is a Bank / Wealth / Trust based in Kalamazoo, Hong Kong.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Kalamazoo, Hong Kong
- **Region:** Asia
- **Address:** Hong Kong, Hong Kong
- **Founded:** 2006
- **Assets under management:** $104M (Altss estimate)
- **Website:** www.swsc.hk
- **LinkedIn:** https://www.linkedin.com/company/southwest-securities-hk-capital-limited

## Regulatory record

- **CRD number:** 289253
- **Latest Form ADV filing:** 2026-02-25T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/289253

## About

Southwest Securities (HK) Wealth Management was established in 2006 as a Hong Kong-based wealth manager. It offers cash management and financing alongside investment management and wealth planning. Activity centers on Hong Kong, mainland China, and the Asia-Pacific region. No named portfolio holdings or co-investors appear in available records. The firm reports no additional offices or professional headcount. No dated operational events from the last 24 months are recorded. Its affiliation with Southwest Securities creates a distribution-led model that differs from independent wealth platforms.

## Sectors

- Wealth Management

## Questions

### Who runs investment decisions at Southwest Securities (HK) Wealth Management?

No named investment principals are disclosed in public records.

### Does Southwest Securities (HK) Wealth Management participate in fund commitments or only direct deals?

Available information does not specify allocation between fund commitments and direct investments.

### What investment stages does Southwest Securities (HK) Wealth Management typically target?

No stage preferences are stated in source materials.

### How is Southwest Securities (HK) Wealth Management related to its parent securities firm?

It functions as the wealth-management arm of Southwest Securities with operations integrated in Hong Kong.

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/southwest-securities-hk-wealth-management

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