# Spectra Investment Management

Spectra Investment Management is a Bank / Wealth / Trust based in Stuart, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Stuart, United States
- **Region:** North America
- **Address:** Stuart, FL, United States
- **Founded:** 2017
- **Assets under management:** Undisclosed
- **Website:** spectrainvestment.com

## Regulatory record

- **CRD number:** 288145
- **SEC file number:** 801-110258
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-23T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/288145

## About

Spectra Investment Management was formed in 2017 and is headquartered in Stuart, Florida. The firm positions itself as an investment adviser to high-net-worth individuals and business entities, a client base that in South Florida spans retirees, business owners, and professionals navigating liquidity events. Unlike multi-family offices that chase national scale, Spectra's structure reflects a localized trust-and-planning model where the adviser relationship is the core deliverable. The firm's stated capabilities cover investment management, financial planning, and liquidity and risk management. Spectra operates without the co-investment platforms, SPV origination, or direct private-market access that characterize larger family offices and OCIO providers. Its geographic footprint centers on Florida's Treasure Coast and proximate South Florida markets. Public records do not disclose Spectra's assets under advisement, headcount, or named principals. No philanthropic foundations, real-asset arms, or adjacent membership vehicles (such as Tiger 21 or YPO affiliations) have been reported in connection with the firm. No verifiable operational events — such as named hires, office expansions, or regulatory filings — have surfaced from the last 24 months in open-source reporting. Spectra's architecture most closely resembles a boutique registered investment adviser operating under an outsourced chief-investment-officer framework rather than a multi-generational family-office structure. The firm's differentiator is the absence of institutional-alternatives ambition: it appears built for clients who value hands-on, adviser-led portfolio construction over access to venture, private equity, or direct real estate deal flow. Whether a succession plan or next-generation service model exists is not publicly documented.

## Sectors

- Financial Services

## Related profiles

- [Sparrow Health System Master Trust](https://altss.com/profile/sparrow-health-system-master-trust)
- [Spectrum Financial Alliance](https://altss.com/profile/spectrum-financial-alliance)

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Last updated: 2026-08-11T02:43:31.692Z

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