# Spectrum Wealth Management

Spectrum Wealth Management is a Bank / Wealth / Trust based in Indianapolis, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Indianapolis, United States
- **Region:** North America
- **Address:** Indianapolis, IN, United States
- **Founded:** 2010
- **Assets under management:** Undisclosed
- **Website:** spectrum-mgmt.com
- **LinkedIn:** https://www.linkedin.com/company/smgindy

## Regulatory record

- **CRD number:** 144164
- **Registration status:** Registered
- **Latest Form ADV filing:** 2026-04-08T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/144164

## About

Founded in 2010, Spectrum Wealth Management set up in Indianapolis as a registered investment advisor targeting local individuals, families, business entities, and trusts. The firm emerged during the post-financial-crisis wave of breakaway advisors and independent RIA formations — a period that saw thousands of advisors leave wirehouses to build their own fiduciary practices. Indianapolis itself is home to a dense concentration of wealth management boutiques, reflecting the city's role as a regional financial hub for Indiana and the broader Midwest. Spectrum's service model follows the classic RIA playbook: financial planning, portfolio management, and wealth advisory delivered directly to end clients. The firm does not publish information about its asset allocation models, investment vehicles, or any proprietary funds. The firm operates from a single office in Indianapolis with no disclosed satellite locations, team size, or adjacent vehicles such as a family office, philanthropic foundation, or operating business. This lean footprint aligns with a lifestyle practice, where one or several advisors manage a stable book of local client relationships. Spectrum's structural differentiator, to the extent one exists, is its independence. As a standalone RIA unaffiliated with a broker-dealer or bank, the firm operates under a fiduciary standard — legally obligated to put client interests first. For allocators and peer offices, the relevant takeaway is not differentiation but classification: this is a local wealth management practice, not an institutional allocator or multi-family office, and its investment posture reflects that.

## Questions

### Does Spectrum Wealth Management publish its assets under management?

No. Spectrum does not publicly disclose an AUM figure. Many RIAs of this profile file as exempt reporting advisers or state-registered entities; their Form ADV numbers are not necessarily surfaced in public databases. The firm's AUM remains undisclosed.

### Does Spectrum Wealth Management have additional offices outside Indianapolis?

All public records point to a single headquarters in Indianapolis, Indiana. No satellite offices, regional branches, or multi-state registrations appear in the firm's available disclosures.

## Related profiles

- [Spectrum Financial Management](https://altss.com/profile/spectrum-financial-management)
- [Spelts Wealth Management](https://altss.com/profile/spelts-wealth-management)

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Last updated: 2026-08-11T02:43:31.692Z

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