# Spreng Capital Management

Spreng Capital Management is a Bank / Wealth / Trust based in Bucyrus, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Bucyrus, United States
- **Region:** North America
- **Address:** 201 S Sandusky Ave, Bucyrus, OH, United States
- **Founded:** 1999
- **Assets under management:** Undisclosed
- **Website:** sprengcapital.com
- **LinkedIn:** https://www.linkedin.com/company/spreng-capital-management-inc-

## Regulatory record

- **CRD number:** 119902
- **SEC file number:** 801-110082
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-09T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/119902

## About

Jim Spreng founded Spreng Capital Management in Bucyrus, Ohio, in 1999 after departing a national brokerage firm. The firm operates as a registered investment adviser under the Investment Advisers Act of 1940 and takes on no commissions or product sales. It manages capital for individuals, corporate profit-sharing plans, foundations, endowments, and businesses across 25 US states. The firm builds portfolios from high-quality individual equities, investment-grade bonds, exchange-traded funds, and mutual funds. Its stated goal is to preserve client capital from permanent loss, not to outperform indices. Spreng Capital manages for long-term growth with a tax-efficient posture, diversifying within and across asset classes while keeping transaction costs low. Clients are concentrated in the United States. A four-person team runs the firm. Jim Spreng serves as CEO, concentrating on national and international economic conditions and firm culture. Tom Brown, a CPA who joined in 2010, acts as Vice President and Treasurer while operating his own onsite accounting practice. Anne Cole joined in 2023 as Secretary and Co-Chief Compliance Officer after 26 years in banking. The firm discloses no external vehicles, club memberships, or philanthropic foundations. Spreng Capital's structure combines investment management with embedded tax-preparation capability, a model rare among RIAs of its size. Brown's concurrent accounting firm gives the advisory team real-time line of sight into clients' after-tax positions, which the firm leverages to pursue maximum after-tax returns.

## Sectors

- Wealth Management

## People

- Jim Spreng — Founder, Chief Executive Officer
- Tom Brown — Vice President, Treasurer
- Anne Cole — Secretary, Co-Chief Compliance Officer
- Leslie Lutz — Manager of Client Relationships

## Questions

### Who runs investment decisions at Spreng Capital Management?

Jim Spreng, the founder and CEO, leads investment strategy with a focus on national and international economic issues. Tom Brown, Vice President and Treasurer, contributes tax-aware portfolio input drawn from his concurrent CPA practice. The firm's ADV filing and website indicate a concentrated decision-making structure without a separate investment committee.

### How does Spreng Capital source clients?

The firm relies principally on referrals from existing clients. Its website states that continued client confidence and willingness to recommend the firm to family and friends drives its growth.

### Does Spreng Capital participate in fund commitments or only direct securities?

Spreng Capital builds portfolios using high-quality individual stocks, investment-grade individual bonds, ETFs, and mutual funds. The firm discloses no fund commitments, co-investments, or private-market allocations.

### What is Spreng Capital's known posture on risk and benchmarks?

The firm aims to take the minimum risk necessary to achieve a client's financial objectives. It states explicitly on its website that it is aware of benchmarks and indices but is not driven by them.

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Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/spreng-capital-management

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