# Springwater Wealth Management

Springwater Wealth Management is a Bank / Wealth / Trust based in Lake Oswego, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Lake Oswego, United States
- **Region:** North America
- **Address:** Lake Oswego, OR, United States
- **Founded:** 2013
- **Assets under management:** Undisclosed
- **Website:** springwaterwealth.com

## Regulatory record

- **CRD number:** 167539
- **SEC file number:** 801-79766
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-27T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/167539

## About

Founded in 2013, Springwater Wealth Management is a Lake Oswego, Oregon-based registered investment advisor serving individuals, high-net-worth families, and nonprofit organizations across the Pacific Northwest. The firm emerged from a regional demand for fiduciary-led advice, positioning itself as an independent alternative to bank-affiliated wealth management platforms that dominated the Portland metro area at the time. Springwater offers wealth management, financial planning, and investment advisory services, structuring client relationships around fee-based, fiduciary engagements rather than commission-driven models. Springwater's investment approach draws on a multi-asset-class framework that includes equities, fixed income, and alternative allocations, though the firm does not publicly disclose specific portfolio holdings or co-investor relationships. The practice emphasizes holistic financial planning — tax strategy, estate planning coordination, and retirement income modeling — alongside conventional portfolio construction. Geographic focus remains concentrated in Oregon and southwest Washington, reflecting the firm's community-banking heritage and the demographic profile of greater Portland's professional class. Springwater does not disclose its assets under management, limiting external visibility into deployment scale or fund-structure preferences. The firm maintains no publicly named adjacent vehicles, philanthropic foundations, or co-investment clubs. Team size and named principals are also undisclosed, consistent with a low-profile, relationship-based advisory practice. Springwater's regulatory footprint is limited to its SEC registration as an investment adviser, with no known sponsor entities, real-asset operating arms, or membership in groups like Tiger 21 or R360. Public record shows no material operational events — such as acquisitions, leadership transitions, or fund launches — over the prior 24 months. Springwater's structural differentiator is less about novel investment architecture and more about independence: in a region where large custodians and bank trust departments dominate, the firm operates as an owner-driven RIA with fiduciary obligations applied across its entire client base. This regulatory posture, combined with a planning-first service model, distinguishes Springwater from asset-gathering platforms that are subject to dual-registration conflicts or proprietary product mandates.

## Questions

### Does Springwater serve institutional clients, or is it limited to individual investors?

Springwater's client base includes nonprofit organizations alongside individuals and high-net-worth families. The firm's SEC registration permits it to advise institutional clients like endowments and foundations, though its marketing emphasizes personal and family wealth management. No public record confirms institutional separate accounts or custom institutional mandates.

## Related profiles

- [Springfield College Endowment](https://altss.com/profile/springfield-college-endowment)
- [Sprott Private Wealth](https://altss.com/profile/sprott-private-wealth)

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Last updated: 2026-06-03T20:00:00.000Z

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