# Stage Wealth Management

Stage Wealth Management is a Bank / Wealth / Trust based in Somers, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Somers, United States
- **Region:** North America
- **Address:** Jericho, NY, United States
- **Founded:** 2022
- **Assets under management:** <$25M (Altss estimate)
- **Website:** stagewealthmanagement.com

## Regulatory record

- **CRD number:** 320774
- **SEC file number:** 801-125030
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/320774

## About

Stage Wealth Management was founded in 2022 and is headquartered in Jericho, New York. The firm operates as a registered investment adviser, providing portfolio management and wealth advisory services directly to individuals, high-net-worth investors, and business entities. The firm's founding came during a period of significant churn in the wealth management industry, as experienced advisors left large wirehouses to launch independent RIAs. The firm's investment posture is rooted in traditional wealth advisory: constructing and managing client portfolios rather than offering proprietary investment products. Stage Wealth Management structures its services around discretionary portfolio management, where it makes buy-sell decisions on behalf of clients. The firm serves a localized footprint concentrated in the New York metropolitan area, advising business owners and individual investors. The specific asset allocation mixes, use of direct indexing, or reliance on third-party model portfolios are not publicly detailed. Stage Wealth Management is a small advisory practice and has not publicly disclosed its total regulatory assets under management. Public filings mark the firm as an emerging advisor with a lean operational structure — no satellite offices, no large institutional mandates, and no known adjacent philanthropic or real-asset vehicles. The post-2022 operating environment has tested new RIAs with market volatility and client acquisition costs, making asset gathering the firm's probable operational priority. The firm's structural shape — an independent RIA launched without a pre-existing book of business from a retiring founder — separates it from wealth managers built through breakaway teams or acquisitions. This de novo start means Stage Wealth Management's growth trajectory and service differentiation are still being established, rather than inherited from a prior partnership or wirehouse practice.

## Sectors

- Wealth Management
- Financial Services

## Questions

### Is Stage Wealth Management a fiduciary?

As a registered investment adviser, Stage Wealth Management has a regulatory obligation to act as a fiduciary to its advisory clients. This means the firm is required to put client interests ahead of its own in all advisory matters, including fee structures and investment recommendations. The firm's Form ADV and regulatory posture confirm this standard RIAs duty.

### What type of clients does Stage Wealth Management serve?

Public filings indicate Stage Wealth Management advises individuals, high-net-worth individuals, and business entities. The firm does not appear to manage institutional mandates such as pension funds or endowments. Its client base is concentrated in the New York area, reflecting its Jericho headquarters.

### What investment products or strategies does the firm use?

Stage Wealth Management does not market proprietary funds or structured products. The firm operates on a fee-based advisory model, managing client portfolios through direct security selection and allocation decisions. Specific strategies, such as whether it uses model portfolios, direct indexing, or third-party SMAs, are not publicly detailed.

### How does Stage Wealth Management charge for its services?

The firm offers fee-based wealth management and investment advisory services, charging clients directly based on assets under management or through fixed advisory fees. This compensation model aligns the firm with the RIA fiduciary model, rather than the commission-based model used by broker-dealers.

### Who founded Stage Wealth Management and what is their professional background?

The firm's founding principals and their career histories have not been publicly disclosed. Stage Wealth Management was registered in 2022, landing at a time when many advisors left wirehouses such as Merrill Lynch and Morgan Stanley to start independent RIAs. Confirmation of the founder's prior advisory experience remains limited in public records.

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- [Staffordshire Pension Fund](https://altss.com/profile/staffordshire-pension-fund)
- [Stagecoach Group Limited (Local Government Pension Scheme)](https://altss.com/profile/stagecoach-group-limited-local-government-pension-scheme)

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Last updated: 2026-07-08T22:28:40.415Z

Canonical page: https://altss.com/profile/stage-wealth-management

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