# StarCompliance

StarCompliance is an Asset Manager based in Rockville, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Rockville, United States
- **Region:** North America
- **Address:** Rockville, MD, United States
- **Founded:** 1999
- **Assets under management:** Undisclosed
- **Website:** starcompliance.com
- **LinkedIn:** https://www.linkedin.com/company/starcompliance

## Regulatory record

- **Reports private funds:** No

## About

StarCompliance offers regulatory compliance technology solutions to various industries. Its products monitor and manage employee activities such as personal trading and outside business activities. The company serves sectors including financial services, energy, and healthcare, and is based in Rockville, Maryland, founded in 1999.

## Sectors

- RegTech
- Enterprise Software
- Compliance & Risk Management

## Offices

- York, United Kingdom
- San Francisco, CA

## People

- Jennifer Sun — CEO
- Mark Korb — Chief Technology Officer

## Questions

### Who runs investment decisions at StarCompliance?

StarCompliance is a software company, not an investment firm. It does not manage capital or make investment decisions. Jennifer Sun has led the company as CEO since January 2024, succeeding founder Marc Epstein, who remains Chairman (per StarCompliance press release, 2024). Ownership sits with private equity firm Astorg, which acquired a majority stake in 2021.

### What does StarCompliance's platform actually do for institutional allocators?

The platform automates employee personal trade surveillance, political contribution tracking, gifts and entertainment logging, and annual code-of-ethics attestations. For pension funds, endowments, and sovereign wealth funds running internal trading desks, StarCompliance monitors whether portfolio managers or analysts are front-running the fund's own trades or trading on material non-public information. The software sits between the HR system and the broker-dealer feed, flagging potential conflicts before a trade settles.

### Is StarCompliance a public company or privately held?

StarCompliance is privately held. European private equity firm Astorg acquired a majority stake from previous sponsor Luminate Capital in 2021. The company has not filed for an IPO and has historically funded operations through private equity backing rather than public markets.

### What regulatory regimes does StarCompliance cover?

The platform supports SEC Rule 204A-1 (code of ethics), CFTC Rule 23.604, FCA conduct rules, ESMA MiFID II employee trading provisions, and a growing set of pay-to-play regulations including SEC Rule 206(4)-5. The firm added a dedicated political contribution module in 2023 that maps state and federal pay-to-play thresholds by jurisdiction (per the firm's official communications, 2023).

### Who are StarCompliance's main competitors?

The employee compliance software market includes point competitors MyComplianceOffice and ComplySci, alongside broader governance platforms from FIS (Protegent) and Diligent that bundle employee trading modules with board portals and entity management. StarCompliance competes on depth: its only product is conduct and trade surveillance, whereas larger competitors treat the module as a cross-sell to an existing GRC suite.

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Last updated: 2026-06-03T20:00:00.000Z

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