# Stegner Investment Associates

Stegner Investment Associates is a Bank / Wealth / Trust based in Louisville, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Louisville, United States
- **Region:** North America
- **Address:** 233 Breckenridge Lane, Louisville, KY 40207, United States
- **Founded:** 1994
- **Assets under management:** Undisclosed
- **Website:** stegnerinvestments.com
- **LinkedIn:** https://www.linkedin.com/company/stegner-investment-associates-inc-

## Regulatory record

- **CRD number:** 107480
- **SEC file number:** 801-46803
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-03-24T05:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/107480

## About

Stegner Investment Associates (SIA) was founded in 1994 by a family lineage now represented by CEO and CIO Beth Stegner Peabody. The firm remains employee-owned and independent, operating from a single office in Louisville. Its workforce of 11 professionals includes three additional family members as well as a research team led by Director of Research John Evers. The firm deploys capital for a select group of clients across three distinct mandates: discretionary wealth management for high-net-worth individuals, fiduciary guidance for corporate and non-profit retirement plans — where it can act as an ERISA 3(21) Co-Fiduciary or 3(38) Investment Manager — and discretionary or non-discretionary management of non-profit operating, endowment, and foundation assets. SIA builds portfolios using an in-house proprietary research process that the firm says draws on decades of manager and specialist relationships. The geographic footprint remains focused on the United States. SIA's executive team holds more than 125 years of combined experience in investment consulting and administration. No recent operational event from the last 24 months could be verified. The firm is structured as a fee-only registered investment advisor, generating all revenue from client fees — a posture it presents as a structural safeguard against conflicts of interest. SIA's governance architecture sets it apart: it is employee-owned, with a family-named CEO/CIO and a president who also serves as chief compliance officer. This internalized control structure avoids the conflicts common to broker-dealer-affiliated wealth managers, and the firm's research function — led by a dedicated director — feeds directly into the investment committee decisions that shape client portfolios, rather than depending entirely on external model providers.

## Sectors

- Wealth Management

## People

- Beth Stegner Peabody — CEO & Chief Investment Officer
- Douglas D. Peabody — President, Chief Operating Officer & Chief Compliance Officer

## Questions

### Who runs investment decisions at Stegner Investment Associates?

Beth Stegner Peabody serves as CEO and Chief Investment Officer. The firm's website lists her as the most senior figure in both corporate leadership and investment oversight. She is supported by Director of Research John Evers and a portfolio management group that includes Director of Portfolio Management Ruth Wimsatt Trautwein.

### Does Stegner Investment Associates manage money on a discretionary basis?

Yes, for high-net-worth individuals the firm provides personalized discretionary wealth management. For non-profit institutions it can act on either a discretionary or non-discretionary basis. Retirement-plan clients receive guidance under ERISA co-fiduciary or investment-manager frameworks rather than full discretionary mandates.

### Is Stegner Investment Associates affiliated with a broker-dealer?

No. SIA describes itself as an independent, employee-owned RIA that avoids conflicts of interest by generating all revenue from client fees. The firm is registered with the Securities and Exchange Commission.

### What types of clients does Stegner Investment Associates serve?

SIA serves three client categories: high-net-worth individuals, corporate/non-profit retirement plans, and non-profit institutions managing operating, endowment, or foundation assets. The firm emphasizes a deliberately limited client base of 'a select group of clients' rather than mass-market retail.

## Related profiles

- [Stegent Equity Advisors](https://altss.com/profile/stegent-equity-advisors)
- [Steiermärkische Bank & Sparkassen](https://altss.com/profile/steierm-rkische-bank-sparkassen)

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Last updated: 2026-06-03T20:00:00.000Z

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