# Stephen A. DiPisa Registered Investment Advisor

Stephen A. DiPisa Registered Investment Advisor is an Asset Manager based in United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** United States
- **Region:** North America
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 124566
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/124566

## About

STEPHEN A. DIPISA REGISTERED INVESTMENT ADVISOR is a state-registered investment adviser with $13 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser.

## People

- Stephen A. DiPisa — Principal

## Questions

### What kind of clients does Stephen DiPisa typically serve?

Without public disclosures, the firm's client base is not documented. Sole-proprietor RIAs of this profile commonly serve a concentrated group of local high-net-worth individuals and families, often numbering fewer than 50 households, with relationships built over decades.

### Is the firm held to a fiduciary standard?

As an SEC or state-registered RIA, the firm is legally bound by a fiduciary duty to its clients, meaning it must place client interests ahead of its own. The precise registration status — SEC versus state — is a matter of public record with the Investment Adviser Public Disclosure database.

### Does the firm manage pooled investment vehicles?

Operating as a sole-proprietor RIA, the firm almost certainly manages assets through separately managed accounts at a third-party custodian rather than through pooled funds. This structure allows for complete customization of each portfolio to the client's tax and liquidity needs.

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Last updated: 2026-08-14T12:30:00.000Z

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