Bank / Wealth / TrustRIA · CRD 304409SEC-Registered

Updated:

Sterling Financial Group

Sterling Financial Group is an SEC-registered investment adviser in Palm Harbor, FL, registered since 2026. The firm manages approximately $131 million in...

Sterling Financial Group logo

Sterling Financial Group

Sterling Financial Group is an SEC-registered investment adviser in Palm Harbor, FL, registered since 2026. The firm manages approximately $131 million in regulatory assets. It has 8 employees and 4 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

2022

Location

Region

North America

Country

United States

City

Palm Harbor

Corporate office

Pasadena, CA, United States

Principals

Michael Hatch

CFP®, MBA, JD

Kody Brown

CFP®, CRPS®

Berkeley Harrison

CFA®

Danielle Smith

CFP®

Evelyn Cetina

Lisa Cortes

Teresa Madrigal

Sector focus

Wealth Management

Frequently asked questions

What was the nature of Sterling Financial Group's combination with Sequoia Financial Group?

Sterling Financial Group's advisory business was acquired by and integrated into Sequoia Financial Group. The firm's website frames it as a partnership that preserves the Sterling team and client experience while adding Sequoia's 13-person centralized planning team and 20-plus member investment research group.

Who runs day-to-day client relationships at Sterling Financial Group?

The public-facing team includes Michael Hatch, Kody Brown, Berkeley Harrison, Danielle Smith, Evelyn Cetina, Lisa Cortes, and Teresa Madrigal. The firm emphasizes that the same team that was present prior to the Sequoia combination continues to serve clients.

Did the firm disclose its assets under management or client count?

No. Neither Sterling Financial Group's website nor available public records disclose a specific AUM figure, client household count, or total assets under advisement.

How does the firm serve clients going through a business sale or estate settlement?

Sterling Financial Group publicly states that it specializes in working with clients facing once-in-a-lifetime transitions such as business succession or settling an estate. Its integration with Sequoia added in-house planning and legal-adjacent resources intended to deepen that capability.

What investment vehicles are available to clients of Sterling Financial Group?

The firm has not published a specific list. It indicates that the partnership with Sequoia provides access to a wider range of investment vehicles and that a dedicated 20-plus-person investment research team supports portfolio construction.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Palm Harbor Bank / Wealth / Trust profiles