# Stifel Research Advisory

Stifel Research Advisory is an Asset Manager based in New York, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** New York, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Assets under management:** Undisclosed
- **Website:** stifel.com

## Regulatory record

- **CRD number:** 327588
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/327588

## About

Stifel Research Advisory, LLC is a state-registered investment adviser in New York, NY. It has two employees and one investment adviser. The firm is based in New York.

## Questions

### Is Stifel Research Advisory's work independent, or does it face conflicts from investment banking?

As a FINRA- and SEC-regulated broker-dealer, Stifel maintains information barriers between its research and investment banking operations. However, research analysts do collaborate with capital markets teams on deal origination and investor education, a common sell-side model. Clients receive disclosures about the firm's banking relationships alongside research reports.

### What sectors or asset classes does Stifel Research Advisory cover?

The group covers North American equities across sectors including financials, technology, healthcare, industrials, real estate, and consumer, alongside macroeconomic strategy and fixed-income commentary. Coverage expanded notably after Stifel's acquisitions of KBW and Mooreland Partners, adding depth in bank and fintech analysis.

### How is Stifel Research Advisory related to Stifel's wealth management arm?

Research produced by the advisory unit is made available to Stifel's roughly 9,000 financial advisors for use with their private wealth clients. This creates an internal consumption channel that supplements the external institutional brokerage distribution, giving the research dual use inside the parent company.

### Does Stifel Research Advisory manage any separate accounts or pooled vehicles?

No. The entity produces and distributes research; it does not directly manage discretionary portfolios or operate as an investment adviser. Any asset management functions sit elsewhere inside Stifel Financial, segregated from the research unit by compliance and regulatory boundaries.

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Last updated: 2026-06-03T20:00:00.000Z

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