# Stone House Investment Management

Stone House Investment Management is a Bank / Wealth / Trust based in Tunkhannock, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Tunkhannock, United States
- **Region:** North America
- **Address:** Scranton, PA, United States
- **Founded:** 2015
- **Assets under management:** Undisclosed
- **Website:** stonehouseim.com
- **LinkedIn:** https://www.linkedin.com/company/stone-house-investment-management-llc

## Regulatory record

- **CRD number:** 139410
- **SEC file number:** 801-106971
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/139410

## About

Stone House Investment Management is an SEC-registered investment adviser in Tunkhannock, PA, registered since 2015. The firm manages $842 million in assets, $836 million on a discretionary basis. It has 18 employees and 17 investment advisers.

## Sectors

- Wealth Management
- Financial Services

## Questions

### Is Stone House Investment Management a broker-dealer or an RIA?

Stone House operates as a registered investment advisor, not a broker-dealer. This means the firm is held to a fiduciary standard requiring it to place client interests ahead of its own, and it does not earn commissions on securities transactions. As an RIA-only practice, its compensation comes from asset-based advisory fees rather than product sales, a structural distinction from wirehouse and bank-affiliated advisors.

### Does the firm offer alternative investments?

Stone House does not operate proprietary hedge fund or private equity vehicles. Exposure to alternatives is generally limited to publicly traded instruments such as REITs, listed infrastructure securities, and mutual funds with alternative strategy mandates. The firm's core competency remains in traditional equity and fixed-income portfolio management.

### What is the firm's geographic footprint?

The firm maintains a single office in Scranton, Pennsylvania, and serves clients primarily in Lackawanna County and the broader Northeastern Pennsylvania region. Client relationships extend into the New York and New Jersey markets, but the firm does not operate additional branch offices or regional hubs.

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Last updated: 2026-06-03T20:00:00.000Z

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