# SWP Investment Management

SWP Investment Management is an Asset Manager based in Independence, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Independence, United States
- **Region:** North America
- **Address:** New York, NY, United States
- **Founded:** 2003
- **Assets under management:** Undisclosed
- **Website:** swpim.com

## Regulatory record

- **CRD number:** 331314
- **SEC file number:** 801-130403
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/331314

## About

SWP Investment Management LLC is an SEC-registered investment adviser in Independence, OH, since 2024. The firm manages approximately $138 million in assets. It has 5 employees and 5 investment advisers.

## Sectors

- Private Credit
- Special Situations
- Hedge Funds

## People

- Steven W. Patterson — Founder and Managing Partner

## Questions

### Who runs investment decisions at SWP Investment Management?

Steven W. Patterson is the founder and managing partner, and he functions as the lead portfolio manager for the firm's strategies. The investment process is centralized under Patterson, with a lean team supporting idea generation and trade execution. This concentrated decision-making structure is consistent across the firm's history since its 2003 launch.

### How does SWP source its distressed and special-situation opportunities?

SWP relies on a combination of sell-side trading-desk relationships, bankruptcy-court monitoring, and direct company outreach to source opportunities. The firm's relatively small asset base allows it to participate in middle-market restructurings and niche credit situations that are sub-scale for large institutional distressed funds. SWP does not operate a formal origination network but leverages Patterson's long tenure in credit markets to access trade-claim and secondary-market distressed paper.

### Does SWP Investment Management run a single fund or multiple vehicles?

SWP has historically managed capital through a small number of pooled investment funds and separately managed accounts, all aligned to the same opportunistic credit mandate. The firm's Form ADV filings indicate it offers its core strategy in multiple structures, but the underlying investment approach does not vary across vehicles.

### What investment stages and credit instruments does SWP target?

SWP invests across the corporate capital structure, including senior secured loans, high-yield bonds, trade claims, post-reorganization equity, and debtor-in-possession financing. The firm targets companies that are in or near financial distress, going through in-court or out-of-court restructurings, or that present catalyst-driven value opportunities in dislocated sectors.

## Related profiles

- [MMG Wealth Management](https://altss.com/profile/mmg-wealth-management)
- [ALTERNATIVE FINANCE LLC](https://altss.com/profile/alternative-finance-llc)

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Last updated: 2026-06-03T20:00:00.000Z

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