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TAMMY GOODMAN FINANCIAL, LLC
Tammy Goodman Financial, LLC operates as an SEC-registered investment advisor (CRD #284749) founded by Tammy Goodman, who also serves as its Managing...
TAMMY GOODMAN FINANCIAL, LLC
Tammy Goodman Financial, LLC operates as an SEC-registered investment advisor (CRD #284749) founded by Tammy Goodman, who also serves as its Managing Member and Chief Compliance Officer. The firm focuses on serving individuals, families, and small businesses with personalized wealth management strategies. The firm provides financial planning, portfolio management, and retirement planning services. Its investment strategy emphasizes diversified asset allocation across equities, fixed income, and cash equivalents, tailored to each client's objectives and risk profile. Client portfolios are constructed using a mix of individual securities and exchange-traded funds. Tammy Goodman Financial, LLC maintains a lean team structure, with Tammy Goodman as the primary advisor. The firm operates under a fee-only compensation model, where clients pay a percentage of assets under management rather than commissions. Recent regulatory filings indicate no material disciplinary history. As a boutique advisory practice, the firm's structural differentiator lies in its direct principal-led client engagement model. Tammy Goodman personally oversees all aspects of client relationships, from initial discovery through ongoing portfolio monitoring and rebalancing. This hands-on approach contrasts with larger advisory firms that may delegate client service to junior team members.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
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Country
—
City
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Corporate office
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Principals
Tammy Goodman
Founder and Managing Member
Frequently asked questions
Who runs investment decisions at Tammy Goodman Financial, LLC?
Tammy Goodman serves as the Managing Member and Chief Compliance Officer, personally overseeing all investment decisions and client relationships. She is the sole principal of the firm and holds full responsibility for portfolio construction and rebalancing (per SEC Form ADV, 2024).
Does Tammy Goodman Financial, LLC accept external investors or manage third-party capital?
The firm operates as a registered investment advisor managing assets for individuals and small businesses on a discretionary basis. It does not operate as a pooled investment vehicle like a hedge fund or private equity fund, meaning clients invest directly through individually managed accounts (per SEC Form ADV).
What is the firm's fee structure?
Tammy Goodman Financial, LLC charges a percentage of assets under management as advisory fees. The exact fee schedule varies by client but is disclosed in the firm's Form ADV Part 2A brochure. The firm does not receive commissions or third-party compensation (per SEC Form ADV).
Where does the underlying wealth come from for Tammy Goodman Financial, LLC's clients?
The firm serves a mix of individual investors, families, and small business owners seeking wealth management services. Wealth sources are client-specific and not publicly aggregated.
What is the firm's investment philosophy?
The firm advocates for long-term, diversified investing tailored to each client's risk tolerance and financial goals. Portfolios are built using asset allocation across equities, fixed income, and cash equivalents, utilizing a mix of individual securities and exchange-traded funds (per SEC Form ADV).
Is Tammy Goodman Financial, LLC related to any larger financial institution?
No, the firm is an independent, privately held advisory practice not owned by or affiliated with any bank, brokerage, or insurance company. Tammy Goodman is the sole owner and operator.
What are the minimum investment requirements for Tammy Goodman Financial, LLC?
The firm does not publicly disclose a minimum asset requirement for new clients. Minimums are typically set on a case-by-case basis during the initial consultation.
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