# Tara Financial Group

Tara Financial Group is a Bank / Wealth / Trust based in Jonesboro, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Jonesboro, United States
- **Region:** North America
- **Address:** Jonesboro, AR, United States
- **Founded:** 1988
- **Assets under management:** Undisclosed
- **Website:** tarafinancialgroup.com
- **LinkedIn:** https://www.linkedin.com/company/tara-financial-group

## Regulatory record

- **CRD number:** 125149
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/125149

## About

Founded in 1988, Tara Financial Group is a Jonesboro, Arkansas-based registered investment adviser that provides portfolio management and retirement planning to individuals, trusts, estates, and small business entities. The firm operates under a fiduciary standard, meaning it is legally obligated to place client interests ahead of its own — a structural commitment reinforced by its fee-only compensation model. The firm constructs client portfolios primarily from individual equities, bonds, and low-cost exchange-traded funds, avoiding proprietary products and in-house mutual funds. Tara Financial Group's investment approach weights tax efficiency and long-term capital appreciation, typically managing assets on a discretionary basis. The firm serves a regional client base concentrated in northeastern Arkansas and the broader Mid-South, though regulatory filings indicate it accepts clients across multiple states. As a smaller advisory practice, Tara Financial Group does not publicly disclose assets under management or headcount. Its ADV filings with the SEC show a lean structure typical of independent RIAs in secondary metro markets — an owner-operator model with limited institutional infrastructure. No adjacent vehicles, philanthropic entities, or club affiliations have been identified. What distinguishes Tara Financial Group from broker-dealer competitors in its region is its status as a fiduciary RIA with no broker-dealer affiliation. This separation means the firm's revenue derives exclusively from advisory fees rather than commissions, spread markups, or 12b-1 payments — a governance choice that eliminates the transaction-based conflicts common among dually registered advisory practices.

## Questions

### Is Tara Financial Group a fiduciary?

Yes. As a registered investment adviser, Tara Financial Group is legally bound by the Investment Advisers Act of 1940 to act as a fiduciary to its clients. This means the firm must place client interests ahead of its own in all advisory decisions, a standard confirmed in its SEC-filed ADV disclosure documents.

### How does Tara Financial Group charge for its services?

Tara Financial Group operates on a fee-only basis, charging clients a percentage of assets under management. This compensation structure excludes commissions, referral fees, or revenue-sharing arrangements, meaning the firm's income rises only when client portfolios grow — a model that structurally reduces the conflict between firm profitability and client outcomes.

### Is Tara Financial Group affiliated with a broker-dealer?

There is no broker-dealer affiliation. Tara Financial Group operates solely as a registered investment adviser, which distinguishes it from dually registered competitors who can collect both advisory fees and brokerage commissions from the same client relationship.

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- [Tar River Wealth Planning](https://altss.com/profile/tar-river-wealth-planning)
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Last updated: 2026-06-03T20:00:00.000Z

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