RIA · CRD 313228SEC-Registered

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Tarascio Financial Planning

Michael Tarascio founded Tarascio Financial Planning, an RIA headquartered in Schenectady, New York.

Tarascio Financial Planning

Michael Tarascio founded Tarascio Financial Planning, an RIA headquartered in Schenectady, New York. The firm focuses on individual financial planning and asset management, with a fee-only compensation model that avoids commission-based conflicts. The firm's investment approach centers on client-specific asset allocation, utilizing diversified portfolios of mutual funds, ETFs, and individual securities. Tarascio Financial Planning targets retirement planning, estate planning, and tax-efficient investing for individuals, families, and small businesses. Team size and total assets under management are not publicly disclosed. The firm maintains a single office location in Schenectady and serves clients primarily in the Capital District region of New York State. As a fee-only RIA, Tarascio Financial Planning is structured as a fiduciary, legally obligated to act in clients' best interests — a structural differentiator from broker-dealers or commission-based advisors. The firm's independence allows it to select investment products without proprietary product pressure.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Schenectady

Corporate office

Schenectady, NY, United States

Principals

Michael Tarascio

President

Sector focus

Financial Services

Frequently asked questions

Who runs investment decisions at Tarascio Financial Planning?

Michael Tarascio, the firm's President, oversees all investment decisions and financial planning services. He has held this role since the firm's inception, as indicated by public registration records.

Is Tarascio Financial Planning a fiduciary?

Yes, as a registered investment adviser under the Investment Advisers Act of 1940, Tarascio Financial Planning is legally a fiduciary. This means it must act in clients' best interests at all times, a standard that distinguishes it from broker-dealers.

What types of clients does Tarascio Financial Planning typically serve?

The firm serves individual clients, families, and small businesses. Its services are tailored to those seeking comprehensive financial planning, retirement income strategies, and estate planning, primarily in New York's Capital District region.

How does Tarascio Financial Planning charge for its services?

The firm operates on a fee-only basis, charging a percentage of assets under management or a flat planning fee. It does not receive commissions from product sales, which aligns with its fiduciary duty.

Does Tarascio Financial Planning publicly disclose AUM or team size?

No, the firm has not publicly disclosed its assets under management or number of employees. These figures are not required for all RIAs and are often not shared by smaller practices.

Where is Tarascio Financial Planning located?

The firm is headquartered in Schenectady, New York, with no additional offices listed. It primarily serves clients within the Capital District region of New York State.

What investment vehicles does Tarascio Financial Planning typically use?

The firm uses mutual funds, ETFs, and individual securities to build diversified portfolios. Asset allocation is customized to each client's risk tolerance and financial goals, according to public filings.

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