TEAM Financial Strategies

The firm operates as a registered investment advisor (RIA) under SEC oversight. As an RIA, it holds a fiduciary duty to its clients, meaning it must act in their best interest when providing investment advice and portfolio management services.

No. The firm does not publish an AUM figure through public disclosures, its website, or third-party databases. Its Form ADV Part 1 filing with the SEC would contain this data, but the specific figure has not been independently confirmed through this profile's sourcing.

Public records indicate the firm serves both individual investors and institutional clients. Its service model spans financial planning and portfolio management, though account minimums and institutional mandates are not publicly broken out.

The firm builds portfolios across traditional and alternative asset classes, typically blending equities, fixed income, and select alternatives to match client risk profiles. Specific manager selection criteria or proprietary fund vehicles have not been detailed in publicly available sources.

There is no public record of a parent company or institutional affiliation. The firm appears to operate independently, though the absence of a dedicated website or detailed regulatory narrative limits full visibility into its corporate structure.