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Thames Financial Management
Thames Financial Management is an SEC-registered investment adviser in Norwich, CT, registered since 2018. The firm manages $315 million in assets and $191...
Thames Financial Management
Thames Financial Management is an SEC-registered investment adviser in Norwich, CT, registered since 2018. The firm manages $315 million in assets and $191 million on a discretionary basis. It has 2 employees and 1 investment adviser.
General information
Firm type
Bank / Wealth / Trust
Year founded
2018
Location
Region
North America
Country
United States
City
Norwich
Corporate office
Norwich, CT, United States
Frequently asked questions
What services does Thames Financial Management offer?
The firm provides investment portfolio management, retirement planning, and trust and estate administration services. It operates as a fiduciary, meaning it is legally obligated to act in the best interest of its clients, particularly when serving as a trustee. The combination of investment management and trust capabilities allows the firm to handle both the growth and the eventual transfer of family wealth.
How is Thames Financial Management structured as a fiduciary?
The firm operates with a trust-company structure, meaning it can serve as a corporate trustee for client estates. This separates its role from a traditional broker-dealer — when managing trust assets, the firm has a legal duty to prudently invest and distribute wealth according to the trust's terms. This fiduciary posture is common among smaller New England wealth managers that prioritize estate continuity over transaction volume.
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