# Thames Financial Management

Thames Financial Management is a Bank / Wealth / Trust based in Norwich, United States.

## Overview

- **Organization type:** Bank / Wealth / Trust
- **Headquarters:** Norwich, United States
- **Region:** North America
- **Address:** Norwich, CT, United States
- **Founded:** 2018
- **Assets under management:** Undisclosed
- **Website:** www.thamesct.com
- **LinkedIn:** https://www.linkedin.com/company/thames-financial-management

## Regulatory record

- **CRD number:** 126295
- **SEC file number:** 801-112929
- **Registration status:** APPROVED
- **Latest Form ADV filing:** 2026-01-19T06:00:00.000Z
- **Reports private funds:** No
- **Private funds reported:** 0
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/126295

## About

Thames Financial Management is an SEC-registered investment adviser in Norwich, CT, registered since 2018. The firm manages $315 million in assets and $191 million on a discretionary basis. It has 2 employees and 1 investment adviser.

## Questions

### What services does Thames Financial Management offer?

The firm provides investment portfolio management, retirement planning, and trust and estate administration services. It operates as a fiduciary, meaning it is legally obligated to act in the best interest of its clients, particularly when serving as a trustee. The combination of investment management and trust capabilities allows the firm to handle both the growth and the eventual transfer of family wealth.

### How is Thames Financial Management structured as a fiduciary?

The firm operates with a trust-company structure, meaning it can serve as a corporate trustee for client estates. This separates its role from a traditional broker-dealer — when managing trust assets, the firm has a legal duty to prudently invest and distribute wealth according to the trust's terms. This fiduciary posture is common among smaller New England wealth managers that prioritize estate continuity over transaction volume.

## Related profiles

- [Thales UK Pension Scheme](https://altss.com/profile/thales-uk-pension-scheme)
- [Thames Water Mirror Image Pension Scheme](https://altss.com/profile/thames-water-mirror-image-pension-scheme)

---

Last updated: 2026-06-03T20:00:00.000Z

Canonical page: https://altss.com/profile/thames-financial-management

Maintained by Altss — https://altss.com — methodology: https://altss.com/methodology