# The Financial Advisors

The Financial Advisors is an other.

## Overview

- **Organization type:** other
- **Assets under management:** Undisclosed

## Regulatory record

- **CRD number:** 135634
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/135634

## About

THE FINANCIAL ADVISORS is a state-registered investment adviser in TUSTIN, CA. It manages approximately $68 million in regulatory assets. The firm has 2 employees and 2 investment advisers.

## People

- John Financial Advisor — Principal

## Questions

### Does The Financial Advisors manage any pooled investment vehicles?

No pooled vehicles are associated with the firm. The advisory model is built on separately managed accounts tailored to each client. There are no disclosed commingled funds, private-equity structures, or co-investment programs.

### How is The Financial Advisors compensated?

The firm operates on a fee-only basis, charging clients directly for advisory services. This compensation structure eliminates conflicts associated with commission-based product sales, aligning the firm's revenue with portfolio performance and client retention.

### What regulatory standard applies to The Financial Advisors?

As a state-registered investment advisor, the firm is bound by a fiduciary standard. This requires it to act in clients' best interests, disclosing conflicts and placing client welfare ahead of the firm's own financial interests — a higher standard than the suitability rule governing broker-dealers.

## Related profiles

- [Stoke Capital](https://altss.com/profile/stoke-capital)
- [John Andrew Gaines](https://altss.com/profile/gaines-john-andrew)

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Last updated: 2026-06-03T20:00:00.000Z

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