# The Financial Team

The Financial Team is an Asset Manager based in Carlsbad, United States.

## Overview

- **Organization type:** Asset Manager
- **Headquarters:** Carlsbad, United States
- **Region:** North America
- **Address:** Irvine, CA, United States
- **Assets under management:** Undisclosed
- **Website:** thefinancialteam.com
- **LinkedIn:** https://www.linkedin.com/company/the-financial-team-inc

## Regulatory record

- **CRD number:** 141355
- **Registration status:** Registered
- **Reports private funds:** No
- **IAPD record:** https://adviserinfo.sec.gov/firm/summary/141355

## About

We believe that building your financial independence is done best by incorporating the skills of a client-centric team. Clients come to us for financial advice, but they stay for the relationship. The Financial Team’s institutional capabilities and service are tailored to each client’s unique set of needs and delivered in a boutique environment. In 1996, TFT was founded to provide a platform for collaboration between technical tax, real estate investment and financial planning knowledge. As a California State Registered Investment Advisory (RIA) firm, our independent structure allows for our objectivity to remain liberated from the constraints and conflicts of industry formalities. Our mission is to bring exponential improvement to our family of clients and business partners to help them transform their financial lives from the inside-out, allowing the ripple effect of these results to echo through to the lives of people they care about. • Tax Planning • Retirement Planning • Cash Flow Management • Risk Management • Investment Portfolios • Estate Planning • Real Estate Portfolio and Mortgages • College Planning YOUR SUCCESS IS OUR ONLY MISSION Along with our high-touch service for individuals, we offer sophisticated planning for business owners and qualified plans for their employees. Because we are a fee-for-service firm, we don’t have net worth or business size minimums to meet in order for us to have an appointment. We offer three client service options from those who have a single concern that needs to be addressed up to an annual retainer for Private CFO and Family Office services. TFT - Your success is our only mission - we solve complex financial concerns one client at a time. Investment Adviser Representative offering advisory services through The Financial Team, Inc. a California Registered Investment Adviser. Securities offered through JRL Capital. Member FINRA/SIPC. The Financial Team, Inc. and JRL are unaffiliated entities.

## Questions

### Who can invest with The Financial Team?

The firm's offerings are limited to accredited investors as defined under SEC Regulation D. Typical participants include high-net-worth individuals, family entities, and self-directed IRA accounts. The firm does not operate a registered investment company or publicly traded vehicle.

### Does the firm invest outside of Southern California?

The firm's historical deal flow is concentrated in Southern California, with a secondary focus on select Western US markets. Publicly available deal records do not indicate material holdings in the Northeast, Midwest, or Southeast. Geographic concentration reflects a sponsor-level preference for markets where principals have direct sourcing relationships and property management oversight.

## Related profiles

- [THE FINANCIAL T](https://altss.com/profile/the-financial-t)

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Last updated: 2026-06-03T20:00:00.000Z

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