RIA · CRD 340895SEC-Registered

Updated:

The Investment Advisory Office of Christopher Mikes

Christopher Mikes runs a fee-only RIA in Palm Beach Gardens, serving HNW clients with personalized portfolios across equities, fixed income, and...

The Investment Advisory Office of Christopher Mikes

Christopher Mikes registered The Investment Advisory Office of Christopher Mikes with the SEC in 2019, establishing a fee-only advisory practice in Palm Beach Gardens. The firm serves high-net-worth individuals and families, offering financial planning and portfolio management without the conflicts inherent in commission-based models. Its regulatory status as a registered investment advisor (RIA) imposes a fiduciary duty to act in clients' best interests. The firm constructs portfolios using a mix of equities, fixed income, and alternative investments such as private credit and real estate, as disclosed in its SEC filings. Mikes tailors asset allocation to each client's specific needs, with an emphasis on long-term capital preservation and growth. No information is publicly available regarding direct investments in specific companies or joint venture partners. The advisory office operates as a small team, with Christopher Mikes as the sole named principal. No additional offices or affiliated philanthropic vehicles are disclosed. Personnel and assets under management remain proprietary. The firm is structurally differentiated by its independent, fee-only RIA model, which bypasses the bank or brokerage infrastructure common among wealth managers serving comparable clients. This independence allows Mikes to select custodians and investment products without proprietary product pressure.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Palm Beach Gardens

Corporate office

Palm Beach Gardens, FL, United States

Principals

Christopher Mikes

Principal

Sector focus

Wealth ManagementPrivate CreditReal Estate

Frequently asked questions

Who runs investment decisions at The Investment Advisory Office of Christopher Mikes?

Christopher Mikes is the principal and investment advisor. As an SEC-registered RIA, he exercises discretionary authority over client portfolios, subject to each client's investment policy statement (per SEC ADV filing).

How does the firm source investment opportunities?

The firm uses a multi-custodian platform to implement asset allocation across publicly traded securities and alternative investments. For private credit and real estate exposure, it may utilize interval funds, REITs, or partnership structures available through institutional custodians.

Is the firm structured as a single family office or an RIA?

The Investment Advisory Office of Christopher Mikes, P.A. is an SEC-registered investment adviser (RIA), not a family office. It provides fiduciary financial advice to multiple high-net-worth clients — a distinction that imposes different regulatory requirements.

Does the firm participate in fund commitments or only direct deals?

Based on its ADV filings, the firm primarily allocates client capital to pooled investment vehicles — mutual funds, ETFs, and alternative investment funds — rather than direct company investments. The firm does not appear to manage any proprietary funds.

What investment stages does the firm typically target?

The firm does not publicize a specific stage bias. Its allocation to alternative investments generally targets liquid or semi-liquid vehicles rather than early-stage venture or illiquid private equity commitments.

Where does the underlying wealth come from?

The source of wealth for the firm's clients is not disclosed publicly. As a multi-client RIA, the firm does not serve a single family or fortune.

Does the firm maintain philanthropic structures?

No philanthropic or charitable vehicles are disclosed in SEC records or public sources. The firm's operations appear limited to wealth management and investment advisory services.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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